Legislation – Enterprise and Regulatory Reform Act 2013

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Introduction

PART 1
Green Investment Bank

1 The green purposes

2 Interpretation

3 Alteration of the objects of the UK Green Investment Bank

4 Financial assistance

5 Accounts, reports and payments to directors

6 Documents to be laid before Parliament

6A Report on disposal of Crown’s shares in UK Green Investment Bank company

PART 2
Employment

7 Conciliation before institution of proceedings

8 Extension of limitation periods to allow for conciliation

9 Extended power to define “relevant proceedings” for conciliation purposes

10 ACAS: prohibition on disclosure of information

11 Decisions by legal officers

12 Composition of Employment Appeal Tribunal

13 Dismissal for political opinions: no qualifying period of employment

14 Confidentiality of negotiations before termination of employment

15 Power by order to increase or decrease limit of compensatory award

16 Power of employment tribunal to impose financial penalty on employers

17 Disclosures not protected unless believed to be made in the public interest

18 Power to reduce compensation where disclosure not made in good faith

19 Worker subjected to detriment by co-worker or agent of employer

20 Extension of meaning of “worker”

21 Tribunal procedure: miscellaneous

22 Indexation of amounts: timing and rounding

23 Renaming of “compromise agreements”, “compromise contracts” and “compromises”

24 Transitional provision

PART 3
The Competition and Markets Authority

25 The Competition and Markets Authority

26 Abolition of the Competition Commission and the OFT

27 Transfer schemes

28 Transitional provision: consultation

PART 4
Competition Reform

CHAPTER 1 Mergers

29 Investigation powers: mergers

30 Interim measures: pre-emptive action: mergers

31 Interim measures: financial penalties: mergers

32 Time-limits etc: mergers

CHAPTER 2 Markets

33 Power of CMA to make cross-market references

34 Ministerial power to make cross-market references

35 Public interest interventions in markets investigations

36 Investigation powers: markets

37 Interim measures: pre-emptive action: markets

38 Market studies and market investigations: consultation and time-limits

CHAPTER 3 Anti-trust

39 Investigations: power to ask questions

40 Civil enforcement of investigation powers

41 Extension of powers to issue warrants to CAT

42 Part 1 of the 1998 Act: procedural matters

43 Threshold for interim measures

44 Penalties: guidance

45 Power for Secretary of State to impose time-limits on investigations etc.

46 Review of operation of Part 1 of 1998 Act

CHAPTER 4 Cartels

47 Cartel offence

48 Extension of power to issue warrants to CAT

CHAPTER 5 Miscellaneous

49 Enforcement orders: monitoring compliance and determination of disputes

50 Enforcement orders: provision of information

51 Powers of sectoral regulators

52 Power to remove concurrent competition functions of sectoral regulators

53 Orders under section 52: procedural requirements

54 Recovery of CMA’s costs in respect of price control references

55 Disclosure etc. of information: offences

56 Review of certain provisions of Chapters 1 and 2

57 Minor and consequential amendments

58 Interpretation

PART 5
Reduction of legislative burdens

59 Sunset and review provisions

60 Listed buildings in England: agreements and orders granting listed building consent

61 Listed buildings in England: certificates of lawfulness

62 Osborne estate

63 Heritage planning regulation

64 Commission for Equality and Human Rights

65 Equality Act 2010: third party harassment of employees

66 Equality Act 2010: obtaining information for proceedings

67 Primary authorities

68 Inspection plans

69 Civil liability for breach of health and safety duties

70 Estate agency work

71 Bankruptcy applications: determination by adjudicators

72 Abolition of Agricultural Wages Board and related English bodies

73 Unnecessary regulation: miscellaneous

PART 6
Miscellaneous and general

74 Exploitation of design derived from artistic work

75 Penalties under provision amending exceptions: copyright and rights in performances

76 Power to reduce duration of copyright in transitional cases

77 Licensing of copyright and performers’ rights

78 Penalties under provision implementing Directive on term of protection

79 Members’ approval of directors’ remuneration policy

80 Restrictions on payments to directors

81 Payments to directors: minor and consequential amendments

82 Payments to directors: transitional provision

83 Redress schemes: lettings agency work

84 Redress schemes: property management work

85 Orders under section 83 or 84: enforcement

86 Sections 83 to 85: minor definitions

87 Approval of redress schemes for the purposes of section 83 or 84

88 Redress schemes: supplemental

89 Supply of customer data

90 Supply of customer data: enforcement

91 Supply of customer data: supplemental

92 Power to add to supplies protected under Insolvency Act 1986

93 Corporate insolvency: power to give further protection to essential supplies

94 Individual insolvency: power to give further protection to essential supplies

95 Sections 93 and 94: supplemental

96 Royal Charters: requirements for Parliamentary approval

97 Equality Act 2010: caste as an aspect of race

98 Power to provide for equal pay audits

99 Consequential amendments, repeals and revocations

100 Transitional, transitory or saving provision

101 Financial provision

102 Extent

103 Commencement

104 Short title

SCHEDULES

SCHEDULE 1 Conciliation: minor and consequential amendments

SCHEDULE 2 Extension of limitation periods to allow for conciliation

SCHEDULE 3 Financial penalties: minor and consequential amendments

SCHEDULE 4 The Competition and Markets Authority

Schedule 4A Functions to which the CMA’s duty of expedition applies

SCHEDULE 5 Amendments related to Part 3

SCHEDULE 6 Regulatory appeals etc: minor and consequential amendments

SCHEDULE 7 Mergers: interim measures

SCHEDULE 8 Mergers: time-limits

SCHEDULE 9 Markets: cross-market references

SCHEDULE 10 Markets: public interest interventions

SCHEDULE 11 Markets: investigation powers

SCHEDULE 12 Markets: time-limits

SCHEDULE 13 Extension of powers to issue warrants under the 1998 Act to CAT

SCHEDULE 14 Regulators: use of powers under the 1998 Act

SCHEDULE 15 Minor and consequential amendments: Part 4

SCHEDULE 16 Local listed building consent orders: procedure

SCHEDULE 17 Heritage planning regulation

SCHEDULE 18 Adjudicators: bankruptcy applications by debtors and bankruptcy orders

SCHEDULE 19 Adjudicators: minor and consequential amendments

SCHEDULE 20 Abolition of Agricultural Wages Board and related English bodies: consequential provision

SCHEDULE 21 Unnecessary regulation: miscellaneous

SCHEDULE 22 Licensing of copyright and performers’ rights

Changes to legislation:

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PART 5Reduction of legislative burdens

Heritage planning etc

(1)

The Planning (Listed Buildings and Conservation Areas) Act 1990 is amended as follows.

(2)

In Chapter 2 of Part 1, after section 26 insert—

“Buildings in England: heritage partnership agreements

26AHeritage partnership agreements

(1)

A relevant local planning authority may make an agreement under this section (a “heritage partnership agreement”) with any owner of a listed building, or a part of such a building, situated in England.

(2)

Any of the following may also be a party to a heritage partnership agreement in addition to an owner and the relevant local planning authority—

(a)

any other relevant local planning authority;

(b)

the Secretary of State;

(c)

the Commission;

(d)

any person who has an interest in the listed building;

(e)

any occupier of the listed building;

(f)

any person involved in the management of the listed building;

(g)

any other person who appears to the relevant local planning authority appropriate as having special knowledge of, or interest in, the listed building, or in buildings of architectural or historic interest more generally.

(3)

A heritage partnership agreement may contain provision—

(a)

granting listed building consent under section 8(1) in respect of specified works for the alteration or extension of the listed building to which the agreement relates, and

(b)

specifying any conditions to which the consent is subject.

(4)

The conditions to which listed building consent may be subject under subsection (3)(b) in respect of specified works are those that could be attached to listed building consent in respect of the works if consent were to be granted under section 16.

(5)

If a heritage partnership agreement contains provision under subsection (3), nothing in sections 10 to 26 and 28 applies in relation to listed building consent for the specified works, subject to any regulations under section 26B(2)(f).

(6)

A heritage partnership agreement may also—

(a)

specify or describe works that would or would not, in the view of the parties to the agreement, affect the character of the listed building as a building of special architectural or historic interest;

(b)

make provision about the maintenance and preservation of the listed building;

(c)

make provision about the carrying out of specified work, or the doing of any specified thing, in relation to the listed building;

(d)

provide for public access to the listed building and the provision to the public of associated facilities, information or services;

(e)

restrict access to, or use of, the listed building;

(f)

prohibit the doing of any specified thing in relation to the listed building;

(g)

provide for a relevant public authority to make payments of specified amounts and on specified terms—

(i)

for, or towards, the costs of any works provided for under the agreement; or

(ii)

in consideration of any restriction, prohibition or obligation accepted by any other party to the agreement.

(7)

For the purposes of subsection (6)(g), each of the following, if a party to the agreement, is a relevant public authority—

(a)

the Secretary of State;

(b)

the Commission;

(c)

a relevant local planning authority.

(8)

In this section “specified” means specified or described in the heritage partnership agreement.

(9)

In this section and section 26B—

owner”, in relation to a listed building or a part of such a building, means a person who is for the time being —

(a)

the estate owner in respect of the fee simple in the building or part; or

(b)

entitled to a tenancy of the building or part granted or extended for a term of years certain of which not less than seven years remain unexpired;

relevant local planning authority”, in relation to a listed building, means a local planning authority in whose area the building or any part of the building is situated.

26BHeritage partnership agreements: supplemental

(1)

A heritage partnership agreement—

(a)

must be in writing;

(b)

must make provision for the parties to review its terms at intervals specified in the agreement;

(c)

must make provision for its termination and variation;

(d)

may relate to more than one listed building or part, provided that in each case a relevant local planning authority and an owner are parties to the agreement; and

(e)

may contain incidental and consequential provisions.

(2)

The Secretary of State may by regulations make provision—

(a)

about any consultation that must take place before heritage partnership agreements are made or varied;

(b)

about the publicity that must be given to heritage partnership agreements before or after they are made or varied;

(c)

specifying terms that must be included in heritage partnership agreements;

(d)

enabling the Secretary of State or any other person specified in the regulations to terminate by order a heritage partnership agreement or any provision of such an agreement;

(e)

about the provision that may be included in an order made under regulations under paragraph (d), including provision enabling such orders to contain supplementary, incidental, transitory, transitional or saving provision;

(f)

applying or reproducing, with or without modifications, any provision of sections 10 to 26 and 28 for the purposes of heritage partnership agreements;

(g)

providing for any of the following, as they apply for the purposes of provisions mentioned in paragraph (f), to apply with any modifications consequential on provision made under that paragraph—

(i)

sections 30 to 37;

(ii)

sections 62 and 63;

(iii)

Parts 3 and 4;

(iv)

Schedule 3.

(3)

Regulations made under subsection (2)(a) may, in particular, include provision as to—

(a)

the circumstances in which consultation must take place;

(b)

the types of listed building in respect of which consultation must take place;

(c)

who must carry out the consultation;

(d)

who must be consulted (including provision enabling the Commission to direct who is to be consulted in particular cases); and

(e)

how the consultation must be carried out.

(4)

Listed building consent granted by a heritage partnership agreement (except so far as the agreement or regulations under subsection (2) otherwise provide) enures for the benefit of the building and of all persons for the time being interested in it.

(5)

Subject to subsection (4), a heritage partnership agreement cannot impose any obligation or liability, or confer any right, on a person who is not party to the agreement.

(6)

Section 84 of the Law of Property Act 1925 (power to discharge or modify restrictive covenant) does not apply to a heritage partnership agreement.”

(3)

After section 26B insert—

(1)

The Secretary of State may by order (a “listed building consent order”) grant listed building consent under section 8(1) in respect of works of any description for the alteration or extension of listed buildings of any description in England.

(2)

The consent may be granted subject to conditions specified in the order.

(3)

Without prejudice to the generality of subsection (2), the conditions that may be specified include any conditions subject to which listed building consent may be granted under section 16.

(4)

A listed building consent order may (without prejudice to section 17(2)) give the local planning authority power to require details of works to be approved by them, and may grant consent subject to conditions with respect to—

(a)

the making of an application to the authority for a determination as to whether such approval is required, and

(b)

the outcome of such an application or the way it is dealt with.

(5)

A listed building consent order may enable the Secretary of State or the local planning authority to direct that consent granted by the order does not apply—

(a)

to a listed building specified in the direction;

(b)

to listed buildings of a description specified in the direction;

(c)

to listed buildings in an area specified in the direction.

(6)

An order may in particular make provision about the making, coming into force, variation and revocation of such a direction, including provision conferring powers on the Secretary of State in relation to directions by a local planning authority.

(7)

Nothing in sections 10 to 26 applies in relation to listed building consent granted by a listed building consent order; but that does not affect the application of sections 20, 21 and 22 in relation to an application for approval required by a condition to which consent is subject.

(1)

A local planning authority for any area in England may by order (a “local listed building consent order”) grant listed building consent under section 8(1) in respect of works of any description for the alteration or extension of listed buildings.

(2)

Regulations under this Act may provide that subsection (1) does not apply to listed buildings of any description or in any area.

(3)

The consent granted by a local listed building consent order may relate—

(a)

to all listed buildings in the area of the authority or any part of that area;

(b)

to listed buildings of any description in that area or any part of that area.

(4)

The consent may be granted subject to conditions specified in the order.

(5)

Without prejudice to the generality of subsection (4), the conditions that may be specified include any subject to which listed building consent may be granted under section 16.

(6)

A local listed building consent order may enable the local planning authority to direct that the consent granted by the order in respect of works of any description does not apply—

(a)

to a listed building specified in the direction;

(b)

to listed buildings of a description specified in the direction;

(c)

to listed buildings in an area specified in the direction.

(7)

An order may in particular make provision about the making, coming into force, variation and revocation of such a direction, including provision conferring powers on the Secretary of State.

(8)

Nothing in sections 10 to 26 applies in relation to listed building consent granted by a local listed building consent order; but that does not affect the application of sections 20, 21 and 22 in relation to an application for approval required by a condition to which consent is subject.

(9)

Schedule 2A makes provision in connection with local listed building consent orders.

26EPowers of Secretary of State in relation to local orders

(1)

At any time before a local listed building consent order is adopted by a local planning authority the Secretary of State may direct that the order (or any part of it) is not to be adopted without the Secretary of State’s approval.

(2)

If the Secretary of State gives a direction under subsection (1)—

(a)

the authority must not take any step in connection with the adoption of the order until they have submitted the order or the part to the Secretary of State and the Secretary of State has decided whether to approve it;

(b)

the order has no effect unless it (or the part) has been approved by the Secretary of State.

(3)

In considering an order or part submitted under subsection (2)(a) the Secretary of State may take account of any matter the Secretary of State thinks relevant.

(4)

It is immaterial whether any such matter was taken account of by the local planning authority.

(5)

The Secretary of State—

(a)

may approve or reject an order or part of an order submitted under subsection (2)(a);

(b)

must give reasons for that decision.

(6)

The Secretary of State—

(a)

may at any time before a local listed building consent order is adopted by the local planning authority, direct them to modify it in accordance with the direction;

(b)

must give reasons for any such direction.

(7)

The local planning authority—

(a)

must comply with a direction under subsection (6);

(b)

must not adopt the order unless the Secretary of State gives notice of being satisfied that they have complied with the direction.

(8)

The Secretary of State—

(a)

may at any time by order revoke a local listed building consent order if of the opinion that it is expedient to do so;

(b)

must give reasons for doing so.

(9)

The Secretary of State—

(a)

must not make an order under subsection (8) without consulting the local planning authority;

(b)

if proposing to make such an order, must serve notice on the local planning authority.

(10)

A notice under subsection (9)(b) must specify the period (which must not be less than 28 days from the date of its service) within which the authority may require an opportunity of appearing before and being heard by a person appointed by the Secretary of State for the purpose.

(11)

The Secretary of State must give the authority such an opportunity if they require it within the period specified in the notice.

26FConsiderations in making orders

(1)

In considering whether to make a listed building consent order or local listed building consent order the Secretary of State or local planning authority must have special regard to the desirability of preserving—

(a)

listed buildings of a description to which the order applies,

(b)

their setting, or

(c)

any features of special architectural or historic interest which they possess.

(2)

Before making a listed building consent order the Secretary of State must consult the Commission.

26GEffect of revision or revocation of order on incomplete works

(1)

A listed building consent order or local listed building consent order may include provision permitting the completion of works if—

(a)

listed building consent is granted by the order in respect of the works, and

(b)

the listed building consent is withdrawn after the works are started but before they are completed.

(2)

Listed building consent granted by an order is withdrawn—

(a)

if the order is revoked;

(b)

if the order is varied or (in the case of a local listed building consent order) revised so that it ceases to grant listed building consent in respect of the works or materially changes any condition or limitation to which the grant of listed building consent is subject;

(c)

if a direction applying to the listed building is issued under powers conferred under section 26C(5) or 26D(6).”

(4)

After section 28 insert—

(1)

Section 28 also has effect (subject to subsections (2) and (3)) where—

(a)

listed building consent granted by a listed building consent order or a local listed building consent order is withdrawn (whether by the revocation or amendment of the order or by the issue of a direction), and

(b)

on an application for listed building consent made within the prescribed period after the withdrawal, consent for works formerly authorised by the order is refused or is granted subject to conditions other than those imposed by the order.

(2)

Section 28 does not have effect by virtue of subsection (1) if—

(a)

the works authorised by the order were started before the withdrawal, and

(b)

the order included provision in pursuance of section 26G permitting the works to be completed after the withdrawal.

(3)

Section 28 does not have effect by virtue of subsection (1) if—

(a)

notice of the withdrawal was published in the prescribed manner and within the prescribed period before the withdrawal, and

(b)

the works authorised by the order were not started before the notice was published.

(4)

Where section 28 has effect by virtue of subsection (1), references in section 28(2) and (3) to the revocation or modification of listed building consent are references to the withdrawal of the listed building consent by revocation or amendment of the order or by issue of the direction.”

(5)

Schedule 16 (which inserts Schedule 2A to the Planning (Listed Buildings and Conservation Areas) Act 1990) has effect.