Legislation – Enterprise and Regulatory Reform Act 2013

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Introduction

PART 1
Green Investment Bank

1 The green purposes

2 Interpretation

3 Alteration of the objects of the UK Green Investment Bank

4 Financial assistance

5 Accounts, reports and payments to directors

6 Documents to be laid before Parliament

6A Report on disposal of Crown’s shares in UK Green Investment Bank company

PART 2
Employment

7 Conciliation before institution of proceedings

8 Extension of limitation periods to allow for conciliation

9 Extended power to define “relevant proceedings” for conciliation purposes

10 ACAS: prohibition on disclosure of information

11 Decisions by legal officers

12 Composition of Employment Appeal Tribunal

13 Dismissal for political opinions: no qualifying period of employment

14 Confidentiality of negotiations before termination of employment

15 Power by order to increase or decrease limit of compensatory award

16 Power of employment tribunal to impose financial penalty on employers

17 Disclosures not protected unless believed to be made in the public interest

18 Power to reduce compensation where disclosure not made in good faith

19 Worker subjected to detriment by co-worker or agent of employer

20 Extension of meaning of “worker”

21 Tribunal procedure: miscellaneous

22 Indexation of amounts: timing and rounding

23 Renaming of “compromise agreements”, “compromise contracts” and “compromises”

24 Transitional provision

PART 3
The Competition and Markets Authority

25 The Competition and Markets Authority

26 Abolition of the Competition Commission and the OFT

27 Transfer schemes

28 Transitional provision: consultation

PART 4
Competition Reform

CHAPTER 1 Mergers

29 Investigation powers: mergers

30 Interim measures: pre-emptive action: mergers

31 Interim measures: financial penalties: mergers

32 Time-limits etc: mergers

CHAPTER 2 Markets

33 Power of CMA to make cross-market references

34 Ministerial power to make cross-market references

35 Public interest interventions in markets investigations

36 Investigation powers: markets

37 Interim measures: pre-emptive action: markets

38 Market studies and market investigations: consultation and time-limits

CHAPTER 3 Anti-trust

39 Investigations: power to ask questions

40 Civil enforcement of investigation powers

41 Extension of powers to issue warrants to CAT

42 Part 1 of the 1998 Act: procedural matters

43 Threshold for interim measures

44 Penalties: guidance

45 Power for Secretary of State to impose time-limits on investigations etc.

46 Review of operation of Part 1 of 1998 Act

CHAPTER 4 Cartels

47 Cartel offence

48 Extension of power to issue warrants to CAT

CHAPTER 5 Miscellaneous

49 Enforcement orders: monitoring compliance and determination of disputes

50 Enforcement orders: provision of information

51 Powers of sectoral regulators

52 Power to remove concurrent competition functions of sectoral regulators

53 Orders under section 52: procedural requirements

54 Recovery of CMA’s costs in respect of price control references

55 Disclosure etc. of information: offences

56 Review of certain provisions of Chapters 1 and 2

57 Minor and consequential amendments

58 Interpretation

PART 5
Reduction of legislative burdens

59 Sunset and review provisions

60 Listed buildings in England: agreements and orders granting listed building consent

61 Listed buildings in England: certificates of lawfulness

62 Osborne estate

63 Heritage planning regulation

64 Commission for Equality and Human Rights

65 Equality Act 2010: third party harassment of employees

66 Equality Act 2010: obtaining information for proceedings

67 Primary authorities

68 Inspection plans

69 Civil liability for breach of health and safety duties

70 Estate agency work

71 Bankruptcy applications: determination by adjudicators

72 Abolition of Agricultural Wages Board and related English bodies

73 Unnecessary regulation: miscellaneous

PART 6
Miscellaneous and general

74 Exploitation of design derived from artistic work

75 Penalties under provision amending exceptions: copyright and rights in performances

76 Power to reduce duration of copyright in transitional cases

77 Licensing of copyright and performers’ rights

78 Penalties under provision implementing Directive on term of protection

79 Members’ approval of directors’ remuneration policy

80 Restrictions on payments to directors

81 Payments to directors: minor and consequential amendments

82 Payments to directors: transitional provision

83 Redress schemes: lettings agency work

84 Redress schemes: property management work

85 Orders under section 83 or 84: enforcement

86 Sections 83 to 85: minor definitions

87 Approval of redress schemes for the purposes of section 83 or 84

88 Redress schemes: supplemental

89 Supply of customer data

90 Supply of customer data: enforcement

91 Supply of customer data: supplemental

92 Power to add to supplies protected under Insolvency Act 1986

93 Corporate insolvency: power to give further protection to essential supplies

94 Individual insolvency: power to give further protection to essential supplies

95 Sections 93 and 94: supplemental

96 Royal Charters: requirements for Parliamentary approval

97 Equality Act 2010: caste as an aspect of race

98 Power to provide for equal pay audits

99 Consequential amendments, repeals and revocations

100 Transitional, transitory or saving provision

101 Financial provision

102 Extent

103 Commencement

104 Short title

SCHEDULES

SCHEDULE 1 Conciliation: minor and consequential amendments

SCHEDULE 2 Extension of limitation periods to allow for conciliation

SCHEDULE 3 Financial penalties: minor and consequential amendments

SCHEDULE 4 The Competition and Markets Authority

Schedule 4A Functions to which the CMA’s duty of expedition applies

SCHEDULE 5 Amendments related to Part 3

SCHEDULE 6 Regulatory appeals etc: minor and consequential amendments

SCHEDULE 7 Mergers: interim measures

SCHEDULE 8 Mergers: time-limits

SCHEDULE 9 Markets: cross-market references

SCHEDULE 10 Markets: public interest interventions

SCHEDULE 11 Markets: investigation powers

SCHEDULE 12 Markets: time-limits

SCHEDULE 13 Extension of powers to issue warrants under the 1998 Act to CAT

SCHEDULE 14 Regulators: use of powers under the 1998 Act

SCHEDULE 15 Minor and consequential amendments: Part 4

SCHEDULE 16 Local listed building consent orders: procedure

SCHEDULE 17 Heritage planning regulation

SCHEDULE 18 Adjudicators: bankruptcy applications by debtors and bankruptcy orders

SCHEDULE 19 Adjudicators: minor and consequential amendments

SCHEDULE 20 Abolition of Agricultural Wages Board and related English bodies: consequential provision

SCHEDULE 21 Unnecessary regulation: miscellaneous

SCHEDULE 22 Licensing of copyright and performers’ rights

Changes to legislation:

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SCHEDULES

SCHEDULE 17Heritage planning regulation

Section 63

National Heritage Act 1983 (c. 47)

1

(1)

Section 33 of the National Heritage Act 1983 (the Commission’s general function) is amended as follows.

(2)

In subsection (2A)—

(a)

in paragraph (a) after “1979” insert
, under section 196D of the Town and Country Planning Act 1990
, and

(b)

in paragraph (b) for “that Part or of that Act of 1990” substitute
Part 1 of the Ancient Monuments and Archaeological Areas Act 1979 or the Planning (Listed Buildings and Conservation Areas) Act 1990
.

(3)

After subsection (2A) insert—

“(2AA)

In relation to an actual or apprehended breach of planning control in respect of relevant demolition, in section 187B of the Town and Country Planning Act 1990 (injunctions restraining breaches of planning control) reference to a local planning authority includes reference to the Commission.

(2AB)

In subsection (2AA)—

breach of planning control” has the same meaning as in the Town and Country Planning Act 1990 (see section 171A of that Act);

relevant demolition” has the same meaning as in section 196D of that Act.”

Town and Country Planning Act 1990 (c. 8)

2

The Town and Country Planning Act 1990 is amended as follows.

3

In section 108 (compensation for refusal or conditional grant of planning permission formerly granted by order) after subsection (3E) insert—

“(3F)

This section does not apply to the extent that the development referred to in subsection (1)(b) would, while permitted by a development order, have required conservation area consent under the Planning (Listed Buildings and Conservation Areas) Act 1990.”

4

In section 171B (time limits for enforcement of breaches of planning control) after subsection (2) insert—

“(2A)

There is no restriction on when enforcement action may be taken in relation to a breach of planning control in respect of relevant demolition (within the meaning of section 196D).”

5

In section 174 (appeal against enforcement notice) before subsection (3) insert—

“(2C)

Where any breach of planning control constituted by the matters stated in the notice relates to relevant demolition (within the meaning of section 196D), an appeal may also be brought on the grounds that—

(a)

the relevant demolition was urgently necessary in the interests of safety or health;

(b)

it was not practicable to secure safety or health by works of repair or works for affording temporary support or shelter; and

(c)

the relevant demolition was the minimum measure necessary.”

6

After section 196C insert—

“Conservation areas

196DOffence of failing to obtain planning permission for demolition of unlisted etc buildings in conservation areas in England

(1)

It is an offence for a person to carry out or cause or permit to be carried out relevant demolition without the required planning permission.

(2)

It is also an offence for a person to fail to comply with any condition or limitation subject to which planning permission for relevant demolition is granted.

(3)

In this section “relevant demolition” means the demolition of a building that—

(a)

is situated in a conservation area in England; and

(b)

is not a building to which section 74 of the Planning (Listed Buildings and Conservation Areas) Act 1990 does not apply by virtue of section 75 of that Act (listed buildings, certain ecclesiastical buildings, scheduled monuments and buildings described in a direction of the Secretary of State under that section).

(4)

It is a defence for a person accused of an offence under this section to prove the following matters—

(a)

that the relevant demolition was urgently necessary in the interests of safety or health;

(b)

that it was not practicable to secure safety or health by works of repair or works for affording temporary support or shelter;

(c)

that the relevant demolition was the minimum measure necessary; and

(d)

that notice in writing of the relevant demolition was given to the local planning authority as soon as reasonably practicable.

(5)

A person guilty of an offence under this section is liable—

(a)

on summary conviction, to imprisonment for a term not exceeding 12 months or a fine or both;

(b)

on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine or both.

(6)

In relation to an offence committed before the coming into force of section 154(1) of the Criminal Justice Act 2003, subsection (5)(a) has effect as if the reference to 12 months were to 6 months.

(7)

In relation to an offence committed before the coming into force of section 85(1) of the Legal Aid, Sentencing and Punishment of Offenders Act 2012, subsection (5)(a) has effect as if the reference to a fine were a reference to a fine not exceeding £20,000.

(8)

In determining the amount of any fine to be imposed on a person convicted of an offence under this section, the court must in particular have regard to any financial benefit which has accrued or appears likely to accrue to that person in consequence of the offence.

(9)

Where, after a person commits an offence under this section, planning permission is granted for any development carried out before the grant of the permission, that grant does not affect the person’s liability for the offence.”

Planning (Listed Buildings and Conservation Areas) Act 1990 (c. 9)

7

The Planning (Listed Buildings and Conservation Areas) Act 1990 is amended as follows.

8

(1)

Section 1 (listing of buildings of special architectural or historic interest) is amended as follows.

(2)

In subsection (5) after “shall” insert
, subject to subsection (5A)(a),
.

(3)

After subsection (5) insert—

“(5A)

In a list compiled or approved under this section, an entry for a building situated in England may provide—

(a)

that an object or structure mentioned in subsection (5)(a) or (b) is not to be treated as part of the building for the purposes of this Act;

(b)

that any part or feature of the building is not of special architectural or historic interest.”

9

(1)

Section 6 (issue of certificate that building not intended to be listed) is amended as follows.

(2)

Before subsection (1) insert—

“A1

The Secretary of State may, on the application of any person, issue a certificate stating that the Secretary of State does not intend to list a building situated in England.”

F1(3)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)

In subsection (2) for “such a certificate” substitute
a certificate under subsection (A1) or (1)
.

(5)

In subsection (3) after “subsection” insert
(A1) or
.

10

In section 32(1)(a) (purchase notice on refusal or conditional grant of consent)—

(a)

for “listed building consent in respect of a building” substitute
on an application for listed building consent in respect of a building, consent
;

(b)

before “is revoked” insert
such consent granted on an application
.

11

In section 62(2) (validity of certain orders and decisions), after paragraph (a) insert—

“(aa)

any decision to approve or reject a local listed building consent order or part of such an order;

(ab)

any decision on an appeal under section 26K;”.

12

(1)

Section 74 (control of demolition in conservation areas) is amended as follows.

F2(2)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)

After subsection (2) insert—

“(2A)

Sections 56, 66(1) and 90(2) to (4) have effect in relation to buildings in conservation areas in England as they have effect in relation to listed buildings, subject to such exceptions and modifications as may be prescribed by regulations.”

F3(4)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4(5)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13

In section 75 (cases in which section 74 does not apply) in subsection (11)—

(a)

for “that section”, in both places those words appear, substitute
section 74
, and

(b)

after “43” insert
or section 196D of the principal Act (offence of failing to obtain, or comply with, planning permission for demolition of unlisted etc building in conservation area in England)
.

14

In section 82(3) (application of Act to land and works of local planning authorities) for “to 29” substitute
to 26, 28, 29
.

15

In section 82A(2) (application to the Crown), after paragraph (c) insert—

“(ca)

section 26J;”.

16

In section 88(2)(c) (rights of entry) after “11” insert
, 26J
.

17

In section 92(2)(b) (application to Isles of Scilly), after “Schedules 1, 2” insert
, 2A
.

18

(1)

Section 93 (regulations and orders) is amended as follows.

(2)

In subsection (4) after “8(5),” insert
26C,
.

(3)

In subsection (5A) after “section” insert
26C or
.

19

(1)

Schedule 3 (determination of certain appeals by person appointed by Secretary of State) is amended as follows.

(2)

In paragraph 1(1), 2(8)(a) and 3(3) after “20” insert
, 26K
.

(3)

In paragraph 2(1) after paragraph (a) (before “and” at the end) insert—

“(aa)

in relation to an appeal under section 26K, as the Secretary of State has under section 26K(4) to (6);”.

Application

20

Paragraph 8 applies in relation to entries for buildings that are listed, or entries that are amended, on or after the date on which that paragraph comes into force.