Legislation – Care Act 2014

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Introduction

PART 1
Care and support

1 Promoting individual well-being

2 Preventing needs for care and support

3 Promoting integration of care and support with health services

4 Providing information and advice

5 Promoting diversity and quality in provision of services

6 Co-operating generally

7 Co-operating in specific cases

8 How to meet needs

9 Assessment of an adult’s needs for care and support

10 Assessment of a carer’s needs for support

11 Refusal of assessment

12 Assessments under sections 9 and 10: further provision

13 The eligibility criteria

14 Power of local authority to charge

15 Cap on care costs

16 Cap on care costs: annual adjustment

17 Assessment of financial resources

18 Duty to meet needs for care and support

19 Power to meet needs for care and support

20 Duty and power to meet a carer’s needs for support

21 Exception for persons subject to immigration control

22 Exception for provision of health services

23 Exception for provision of housing etc.

24 The steps for the local authority to take

25 Care and support plan, support plan

26 Personal budget

27 Review of care and support plan or of support plan

28 Independent personal budget

29 Care account

30 Cases where adult expresses preference for particular accommodation

31 Adults with capacity to request direct payments

32 Adults without capacity to request direct payments

33 Direct payments: further provision

34 Deferred payment agreements and loans

35 Deferred payment agreements and loans: further provision

36 Alternative financial arrangements

37 Notification, assessment, etc.

38 Case where assessments not complete on day of move

39 Where a person’s ordinary residence is

40 Disputes about ordinary residence or continuity of care

41 Financial adjustments between local authorities

42 Enquiry by local authority

43 Safeguarding Adults Boards

44 Safeguarding adults reviews

45 Supply of information

46 Abolition of local authority’s power to remove persons in need of care

47 Protecting property of adults being cared for away from home

48 Temporary duty on local authority

49 Section 48: cross-border cases

50 Temporary duty on local authority in Wales

51 Temporary duty on Health and Social Care trust in Northern Ireland

52 Sections 48 to 51: supplementary

53 Specifying criteria for application of market oversight regime

54 Determining whether criteria apply to care provider

55 Assessment of financial sustainability of care provider

56 Informing local authorities where failure of care provider likely

57 Sections 54 to 56: supplementary

58 Assessment of a child’s needs for care and support

59 Child’s needs assessment: requirements etc.

60 Assessment of a child’s carer’s needs for support

61 Child’s carer’s assessment: requirements etc.

62 Power to meet child’s carer’s needs for support

63 Assessment of a young carer’s needs for support

64 Young carer’s assessment: requirements etc.

65 Assessments under sections 58 to 64: further provision

66 Continuity of services under other legislation

67 Involvement in assessments, plans etc.

68 Safeguarding enquiries and reviews

69 Recovery of charges, interest etc.

70 Transfer of assets to avoid charges

71 Five-yearly review by Secretary of State

72 Part 1 appeals

73 Human Rights Act 1998: provision of regulated care or support a public function

74 Discharge of hospital patients with care and support needs

75 After-care under the Mental Health Act 1983

76 Prisoners and persons in approved premises etc.

77 Registers of sight-impaired adults, disabled adults, etc.

78 Guidance, etc.

79 Delegation of local authority functions

80 Part 1: interpretation

PART 2
Care standards

81 Duty of candour

82 Warning notice

83 Imposition of licence conditions on foundation trusts

84 Trust special administration: appointment of administrator

85 Trust special administration: objective, consultation and reports

86 Restriction on applications for variation or removal of conditions

87 Rights of appeal

88 Unitary board

89 Chief Inspectors

90 Independence of the Care Quality Commission

91 Reviews and performance assessments

92 Offence

93 Penalties

94 Offences by bodies

95 Training for persons working in regulated activity

PART 3
Health

CHAPTER 1 Health Education England

Establishment

96 Health Education England

National functions

97 Planning education and training for health care workers etc.

98 Ensuring sufficient skilled health care workers for the health service

99 Quality improvement in education and training, etc.

100 Objectives, priorities and outcomes

101 Sections 98 and 100: matters to which must have regard

102 Advice

Local functions

103 Local Education and Training Boards

104 : appointment etc.

105 LETBs: co-operation by providers of health services

106 Education and training plans

107 Commissioning education and training

Tariffs

108 Tariffs

CHAPTER 2 Health Research Authority

Establishment

109 The Health Research Authority

General functions

110 The ’s functions

Regulatory practice

111 Co-ordinating and promoting regulatory practice etc.

Research ethics committees

112 The HRA’s policy on research ethics committees

113 Approval of research

114 Recognition by the HRA

115 Establishment by the HRA

116 Membership of the United Kingdom Ethics Committee Authority

Patient information

117 Approval for processing confidential patient information

CHAPTER 3 Chapters 1 and 2: supplementary

Miscellaneous

118 Transfer orders

General

119 Chapters 1 and 2: interpretation and supplementary provision

CHAPTER 4 Trust special administration

120 Powers of administrator etc.

PART 4
Health and social care

121 Integration of care and support with health services etc: integration fund

122 The Health and Social Care Information Centre: restrictions on dissemination of information

PART 5
General

123 Power to make consequential provision

124 Power to make transitional etc. provision

125 Regulations and orders

126 General interpretation

127 Commencement

128 Extent and application

129 Short title

SCHEDULES

SCHEDULE 1 Cross-border placements

SCHEDULE 2 Safeguarding Adults Boards

SCHEDULE 3 Discharge of hospital patients with care and support needs

SCHEDULE 4 Direct payments: after-care under the Mental Health Act 1983

SCHEDULE 5 Health Education England

SCHEDULE 6 Local Education and Training Boards

SCHEDULE 7 The Health Research Authority

SCHEDULE 8 Research ethics committees: amendments

SCHEDULES

SCHEDULE 3Discharge of hospital patients with care and support needs

Section 74

Cases where hospital patient is likely to have care and support needs after discharge

1

(1)

Where the NHS body responsible for a hospital patient considers that it is not likely to be safe to discharge the patient unless arrangements for meeting the patient’s needs for care and support are in place, the body must give notice to—

(a)

the local authority in whose area the patient is ordinarily resident, or

(b)

if it appears to the body that the patient is of no settled residence, the local authority in whose area the hospital is situated.

(2)

A notice under sub-paragraph (1) is referred to in this Schedule as an “assessment notice”; and the local authority to which an assessment notice is given is referred to in this Schedule as “the relevant authority”.

(3)

An assessment notice—

(a)

must describe itself as such, and

(b)

may not be given more than seven days before the day on which the patient is expected to be admitted to hospital.

(4)

Before giving an assessment notice, the NHS body responsible for the patient must consult—

(a)

the patient, and

(b)

where it is feasible to do so, any carer that the patient has.

(5)

An assessment notice remains in force until—

(a)

the patient is discharged (whether by the NHS body responsible for the patient or by the patient himself or herself),

(b)

the patient dies, or

(c)

the NHS body responsible for the patient withdraws the notice by giving a notice (a “withdrawal notice”) to the relevant authority.

(6)

A reference in this paragraph to a hospital patient includes a reference to a person who it is reasonable to expect is about to become one.

Assessment notice given by responsible NHS body to local authority

2

(1)

The NHS body responsible for a hospital patient, having given the relevant authority an assessment notice, must—

(a)

consult the authority before deciding what it will do for the patient in order for discharge to be safe, and

(b)

give the authority notice of the day on which it proposes to discharge the patient.

(2)

A notice under sub-paragraph (1)(b) is referred to in this Schedule as a “discharge notice”.

(3)

A discharge notice must specify—

(a)

whether the NHS body responsible for the patient will be providing or arranging for the provision of services under the National Health Service Act 2006 to the patient after discharge, and

(b)

if it will, what those services are.

(4)

A discharge notice remains in force until—

(a)

the end of the relevant day, or

(b)

the NHS body responsible for the patient withdraws the notice by giving a withdrawal notice to the relevant authority.

(5)

The “relevant day” is the later of—

(a)

the day specified in the discharge notice, and

(b)

the last day of such period as regulations may specify.

(6)

A period specified under sub-paragraph (5)(b) must—

(a)

begin with the day after that on which the assessment notice is given, and

(b)

last for a period of at least two days.

3

(1)

The relevant authority, having received an assessment notice and having in light of it carried out a needs assessment and (where applicable) a carer’s assessment, must inform the NHS body responsible for the patient—

(a)

whether the patient has needs for care and support,

(b)

(where applicable) whether a carer has needs for support,

(c)

whether any of the needs referred to in paragraphs (a) and (b) meet the eligibility criteria, and

(d)

how the authority plans to meet such of those needs as meet the eligibility criteria.

(2)

Where, having carried out a needs assessment or carer’s assessment in a case within section 27(4), the relevant authority considers that the patient’s needs for care and support or (as the case may be) the carer’s needs for support have changed, it must inform the NHS body responsible for the patient of the change.

Cases where discharge of the patient is delayed

4

(1)

If the relevant authority, having received an assessment notice and a discharge notice, has not carried out a needs or (where applicable) carer’s assessment and the patient has not been discharged by the end of the relevant day, the NHS body responsible for the patient may require the relevant authority to pay the specified amount for each day of the specified period.

(2)

If the relevant authority has not put in place arrangements for meeting some or all of those of the needs under sections 18 to 20 that it proposes to meet in the case of the patient or (where applicable) a carer, and the patient has for that reason alone not been discharged by the end of the relevant day, the NHS body responsible for the patient may require the relevant authority to pay the specified amount for each day of the specified period.

(3)

If, in a case within sub-paragraph (1) or (2), the assessment notice ceases to be in force, any liability arising under that sub-paragraph before it ceased to be in force is unaffected.

(4)

A payment under sub-paragraph (1) or (2) must be made to—

(a)

the NHS body responsible for the patient, or

(b)

in such a case as regulations may specify, the person specified.

(5)

The “relevant day” has the meaning given by paragraph 2(5).

(6)

A reference to a requirement to pay the specified amount is a reference to a requirement to pay the amount specified in regulations; and the reference to the specified period is a reference to the period specified in or determined in accordance with regulations.

(7)

In specifying the amount of a payment, the Secretary of State must have regard in particular to either or both of—

(a)

costs to NHS bodies of providing accommodation and personal care to patients ready to be discharged, and

(b)

costs to local authorities of meeting needs under sections 18 to 20 in the case of persons who have been discharged.

Delegation to management of independent hospital

5

(1)

An NHS body may make arrangements with any person connected with the management of an independent hospital for that person (or an employee of that person) to do, on behalf of the NHS body and in accordance with the arrangements, anything which is required or authorised to be done by the NHS body by or under this Schedule in relation to hospital patients accommodated in that hospital.

(2)

Anything done or omitted to be done by or in relation to the authorised person (or an employee of that person) under such arrangements is to be treated as done or omitted to be done by or in relation to the NHS body.

(3)

Nothing in this paragraph prevents anything being done by or in relation to the NHS body.

Adjustments between local authorities

6

(1)

Regulations may modify, or otherwise make provision about, the application of a provision of this Schedule in a case where it appears to the NHS body responsible for a hospital patient that the patient is ordinarily resident in the area of another local authority.

(2)

The regulations may, in particular, authorise or require a local authority—

(a)

to accept an assessment notice given to it even though it may wish to dispute that it was the correct authority to which to give the notice;

(b)

to become the relevant authority in the patient’s case;

(c)

to recover expenditure incurred—

(i)

in the exercise of functions under this Schedule;

(ii)

in meeting needs under sections 18 to 20 in a case under this Schedule.

Meaning of “hospital patient”, “NHS hospital, “NHS body”, etc.

7

(1)

A hospital patient is a person ordinarily resident in England who—

(a)

is being accommodated at an NHS hospital, or at an independent hospital as a result of arrangements made by an NHS body, and

(b)

is receiving (or has received or can reasonably be expected to receive) acute care.

(2)

NHS hospital” means a health service hospital (as defined by the National Health Service Act 2006) in England.

(3)

“Independent hospital” means a hospital (as defined by that Act) in the United Kingdom which is not—

(a)

an NHS hospital,

(b)

a health service hospital as defined by section 206 of the National Health Service (Wales) Act 2006,

(c)

a health service hospital as defined by section 108 of the National Health Service (Scotland) Act 1978, or

(d)

a hospital vested in the Department of Health, Social Services and Public Safety in Northern Ireland or managed by a Health and Social Care trust.

(4)

NHS body” means—

(a)

an NHS trust established under section 25 of the National Health Service Act 2006,

(b)

an NHS foundation trust,

(c)

the National Health Service Commissioning Board, or

(d)

a clinical commissioning group.

(5)

A reference to the NHS body responsible for a hospital patient is—

(a)

if the hospital is an NHS hospital, a reference to the NHS body managing it, or

(b)

if the hospital is an independent hospital, a reference to the NHS body that arranged for the patient to be accommodated in it.

(6)

“Acute care” means intensive medical treatment provided by or under the supervision of a consultant, that lasts for a limited period after which the person receiving the treatment no longer benefits from it.

(7)

Care is not “acute care” if the patient has given an undertaking (or one has been given on the patient’s behalf) to pay for it; nor is any of the following “acute care”—

(a)

care of an expectant or nursing mother;

(b)

mental health care;

(c)

palliative care;

(d)

a structured programme of care provided for a limited period to help a person maintain or regain the ability to live at home;

(e)

care provided for recuperation or rehabilitation.

(8)

“Mental health care” means psychiatric services, or other services provided for the purpose of preventing, diagnosing or treating illness, the arrangements for which are the primary responsibility of a consultant psychiatrist.

Further provision about assessment notices, discharge notices, etc.

8

Regulations may—

(a)

specify the form and content of an assessment notice, a discharge notice or a withdrawal notice;

(b)

specify the manner in which an assessment notice, a discharge notice or a withdrawal notice may be given;

(c)

specify when a discharge notice may be given;

(d)

specify circumstances in which a withdrawal notice must be given;

(e)

make provision for determining the day on which an assessment notice, a discharge notice or a withdrawal notice is to be regarded as given.