Legislation – Additional Learning Needs and Education Tribunal (Wales) Act 2018

New Search

Introduction

PART 1
OVERVIEW

1 Overview of this Act

PART 2
ADDITIONAL LEARNING NEEDS

CHAPTER 1 KEY TERMS, CODE AND PARTICIPATION

Key terms

2 Additional learning needs

3 Additional learning provision

Code of practice

4 Additional learning needs code

5 Procedure for making the code

Participation, United Nations conventions and access to information

6 Duty to involve and support children, their parents and young people

7 Duty to have regard to the United Nations Convention on the Rights of the Child

8 Duty to have regard to the United Nations Convention on the Rights of Persons with Disabilities

9 Advice and information

CHAPTER 2 INDIVIDUAL DEVELOPMENT PLANS

Preparing and maintaining individual development plans

10 Individual development plans

11 Duty to decide: maintained schools and further education institutions

12 Duties to prepare and maintain plans: maintained schools and further education institutions

13 Duty to decide: local authorities

14 Duties to prepare and maintain plans: local authorities

Additional learning provision for looked after children

15 Key terms

16 Amendments to the Social Services and Well-being (Wales) Act 2014

17 Duty to refer a matter to a local authority that looks after a child

18 Duty to decide whether a looked after child has additional learning needs

19 Duties to prepare and maintain plans for looked after children

Additional learning provision and NHS bodies

20 Additional learning provision: Local Health Boards and NHS trusts

21 Individual development plans: Local Health Boards and NHS trusts

Information about plans

22 Provision of information about individual development plans

Review of plans

23 Review and revision of individual development plans

24 Review and revision of individual development plans for looked after children

25 Relationship of individual development plans to other similar documents

Local authority reconsideration of governing body decisions and plans

26 Reconsideration by local authorities of decisions under section 11(1)

27 Reconsideration by local authorities of plans maintained under section 12

28 Local authority duty to decide whether to take over governing body plans

29 Circumstances in which the duties in sections 26(2), 27(2) and 28(3) do not apply

30 Registration or enrolment at more than one institution

Ceasing to maintain plans

31 Ceasing to maintain individual development plans

32 Reconsideration by local authorities of decisions of governing bodies under section 31

33 Limitation on ceasing to maintain plans to allow reconsideration or appeal

34 Individual development plan after a young person’s 25th birthday

Transfer of plans

35 Transfer of duties to maintain plans

36 Request to transfer plan to governing body of further education institution

37 Regulations about transfer of individual development plans

Powers to direct governing bodies of maintained schools

38 Local authority power to direct governing bodies of maintained schools

Additional learning provision for detained persons

39 Meaning of “detained person” and other key terms

40 Duty to prepare individual development plans for detained persons

41 Circumstances in which the duty in section 40(2) does not apply

42 Duty to keep individual development plans for detained persons

43 Release of a detained person

44 Certain provisions of Part 2 not to apply to children and young persons in detention

45 Detention under Part 3 of the Mental Health Act 1983

Necessity of plans

46 Regulations about deciding whether an individual development plan is necessary

CHAPTER 3 SUPPLEMENTARY FUNCTIONS

Functions relating to securing additional learning provision

47 Duty to take all reasonable steps to secure additional learning provision

48 Duty to admit children to named maintained schools

49 No power to charge for provision secured under this Part

50 Welsh Ministers’ duties to secure post-16 education and training

Additional learning provision in particular kinds of school or other institution

51 Duty to favour education for children at mainstream maintained schools

52 Children with additional learning needs in mainstream maintained schools

53 Additional learning provision otherwise than in schools

54 Amendments to registration requirements for independent schools in Wales

55 Conditions applicable to securing additional learning provision at independent schools

56 List of independent special post-16 institutions

57 Abolition of approval of non-maintained special schools in Wales

58 Abolition of approval of independent schools in Wales

59 Additional learning provision outside England and Wales

Additional learning needs co-ordinating officers

60 Additional learning needs co-ordinator

61 Designated education clinical lead officer

62 Early years additional learning needs lead officer

Miscellaneous functions

63 Duty to keep additional learning provision under review

64 Duty of health bodies to notify parents

65 Duties to provide information and other help

66 Right of local authority to access premises of schools and other institutions

67 Provision of goods or services in relation to additional learning provision

CHAPTER 4 AVOIDING AND RESOLVING DISAGREEMENTS

Local authority arrangements

68 Arrangements for the avoidance and resolution of disagreements

69 Independent advocacy services

Appeals and applications to the

70 Appeal and application rights

71 Decisions on appeals and applications under section 70

72 Appeal rights: detained persons

73 Decisions on appeals under section 72

74 Regulations about appeals and applications

75 Regulations about procedure

76 NHS Bodies: evidence and Tribunal recommendations

77 Compliance with orders

78 Power to share documents and other information with the Welsh Ministers

79 Offence

80 Allowances for attendance at the Education Tribunal for Wales

81 Appeals from the Education Tribunal for Wales to the Upper Tribunal

CHAPTER 5 GENERAL

Information

82 Regulations about disclosure and use of information

Capacity

83 Parents and young people lacking capacity

84 Capacity of children

85 Case friends for children who lack capacity

Higher education courses provided by further education institutions

86 Students at further education institutions undertaking higher education courses

Pupils and students at Welsh institutions who are resident in England

87 Application of reconsideration provisions to pupils and students resident in England

Giving notice etc.

88 Giving notice etc. under this Part

Review of additional learning provision in Welsh

89 Review of additional learning provision in Welsh

90 Power to amend duties to secure additional learning provision in Welsh

PART 3
EDUCATION TRIBUNAL FOR WALES

91 Constitution of the Education Tribunal for Wales

92 The and members of the panels

93 Deputy President of the Tribunal

94 Remuneration and expenses

PART 4
MISCELLANEOUS AND GENERAL

95 Meaning of “in the area” of a local authority

96 Minor and consequential amendments and repeals

97 Power to make consequential and transitional provision etc.

98 Regulations

99 General interpretation

100 Coming into force

101 Short title and inclusion as one of the Education Acts

SCHEDULES

SCHEDULE 1 MINOR AND CONSEQUENTIAL AMENDMENTS AND REPEALS

PART 2ADDITIONAL LEARNING NEEDS

CHAPTER 1KEY TERMS, CODE AND PARTICIPATION

Key terms

2Additional learning needs

(1)

A person has additional learning needs if he or she has a learning difficulty or disability (whether the learning difficulty or disability arises from a medical condition or otherwise) which calls for additional learning provision.

(2)

A child of compulsory school age or person over that age has a learning difficulty or disability if he or she—

(a)

has a significantly greater difficulty in learning than the majority of others of the same age, or

(b)

has a disability for the purposes of the Equality Act 2010 (c. 15) which prevents or hinders him or her from making use of facilities for education or training of a kind generally provided for others of the same age in mainstream maintained schools or mainstream institutions in the further education sector.

(3)

A child under compulsory school age has a learning difficulty or disability if he or she is, or would be if no additional learning provision were made, likely to be within subsection (2) when of compulsory school age.

(4)

A person does not have a learning difficulty or disability solely because the language (or form of language) in which he or she is or will be taught is different from a language (or form of language) which is or has been used at home.

(5)

This section applies for the purposes of this Act.

3Additional learning provision

(1)

“Additional learning provision” for a person aged three or over means educational or training provision that is additional to, or different from, that made generally for others of the same age in—

(a)

mainstream maintained schools in Wales,

(b)

mainstream institutions in the further education sector in Wales, or

(c)

places in Wales at which nursery education is provided.

(2)

“Additional learning provision” for a child aged under three means educational provision of any kind.

(3)

In subsection (1), “nursery education” means education suitable for a child who has attained the age of three but is under compulsory school age.

(4)

Regulations may amend this section to replace the references to the age of three with references to a different age.

(5)

This section applies for the purposes of this Act.

Code of practice

4Additional learning needs code

(1)

The Welsh Ministers must issue, and may from time to time revise, a code on additional learning needs (“the code”).

(2)

The code may include guidance about the exercise of functions under this Part and about any other matter connected with identifying and meeting additional learning needs.

(3)

The following persons must, when exercising functions under this Part, have regard to any relevant guidance contained in the code—

(a)

a local authority in Wales or England;

(b)

the governing body of a maintained school in Wales or England;

(c)

the governing body of an institution in the further education sector in Wales or England;

(d)

the proprietor of an Academy;

(e)

a youth offending team for an area in Wales or England;

(f)

a person in charge of relevant youth accommodation in Wales or England;

(g)

a Local Health Board;

(h)

an NHS trust;

(i)

the National Health Service Commissioning Board;

(j)

a clinical commissioning group;

(k)

an NHS foundation trust;

(l)

a Special Health Authority.

(4)

For provision about local authorities requiring certain providers of nursery education to have regard to guidance contained in the code, see section 153 of the Education Act 2002 (c. 32).

(5)

The code may impose requirements—

(a)

on a local authority in respect of arrangements it must make under sections 9 (advice and information), 68 (avoidance and resolution of disagreements) and 69 (independent advocacy services);

(b)

on a governing body of a maintained school in Wales or an institution in the further education sector in Wales or a local authority in respect of—

(i)

decisions as to whether a child or young person has additional learning needs,

(ii)

the preparation, content, form, review and revision of individual development plans, or

(iii)

ceasing to maintain individual development plans;

(c)

on a governing body of a maintained school in Wales or an institution in the further education sector in Wales in respect of the provision of information for the purposes of this Part.

(6)

The code must include the following requirements on governing bodies and local authorities—

(a)

a requirement under subsection (5)(b)(i) for the notification of a decision that a child or young person does not have additional learning needs to be given in accordance with section 11(4), 13(3), 18(3) or 40(4) before the end of a period of time specified in the code, subject to any exceptions to the requirement specified in the code;

(b)

a requirement under subsection (5)(b)(ii) to prepare an individual development plan and give a copy of it in accordance with section 22 or 40(5) before the end of a period of time specified in the code, subject to any exceptions to the requirement specified in the code;

(c)

a requirement under subsection (5)(b)(ii) to use the appropriate standard form set out in the code for an individual development plan; and the code must include one or more standard forms for this purpose.

(7)

The code may make—

(a)

different provision for different purposes or cases, and

(b)

transitory, transitional or saving provision,

in relation to a requirement imposed under subsection (5) or provision made under section 7(4) or 8(4).

(8)

The duty imposed by subsection (3) and a duty imposed under subsection (5) also apply to a person exercising a function for the purpose of the discharge of functions under this Part by the persons mentioned in subsection (3).

(9)

The power to impose requirements under subsection (5)(c) does not include the power to impose requirements in respect of the disclosure of personal data to a person who is not the data subject, except for cases where the person is the parent of a child and the data subject is the child; and in this subsection “personal data” and “data subject” have the meaning given by the Data Protection Act 1998 (c. 29).

(10)

The Education Tribunal for Wales must have regard to any provision of the code that appears to it to be relevant to a question arising on an appeal under this Part.

(11)

The Welsh Ministers must publish the code for the time being in force on their website.

5Procedure for making the code

(1)

Before issuing or revising a code under section 4, the Welsh Ministers must consult the following persons on a draft of the code—

(a)

each local authority;

(b)

the governing body of each maintained school in Wales;

(c)

the governing body of each institution in the further education sector in Wales;

(d)

Her Majesty’s Chief Inspector of Education and Training in Wales;

(e)

the Children’s Commissioner for Wales;

(f)

the Welsh Language Commissioner;

(g)

the relevant committee of the National Assembly for Wales with remit for the education of children and young persons;

(h)

any other person the Welsh Ministers consider appropriate.

(2)

If the Welsh Ministers wish to proceed with the draft (with or without modifications) they must lay a copy of the draft before the National Assembly for Wales.

(3)

The Welsh Ministers must not issue a code unless a draft of it is approved by a resolution of the National Assembly for Wales.

(4)

If the National Assembly for Wales resolves to approve a draft of the code—

(a)

the Welsh Ministers must issue the code in the form of the draft, and

(b)

the code comes into force on a day appointed by the Welsh Ministers in an order made by statutory instrument.

(5)

An order under subsection (4)(b) may—

(a)

appoint different days for different purposes;

(b)

make transitory, transitional or saving provision in connection with the coming into force of a provision in the code.

(6)

References in this section to a code include a revised code.

(7)

The requirement to consult imposed by subsection (1) may be satisfied by consultation undertaken before the coming into force of this Part.

Participation, United Nations conventions and access to information

6Duty to involve and support children, their parents and young people

A person exercising functions under this Part in relation to a child or young person must have regard—

(a)

to the views, wishes and feelings of the child and the child’s parent or the young person,

(b)

to the importance of the child and the child’s parent or the young person participating as fully as possible in decisions relating to the exercise of the function concerned, and

(c)

to the importance of the child and the child’s parent or the young person being provided with the information and support necessary to enable participation in those decisions.

7Duty to have regard to the United Nations Convention on the Rights of the Child

(1)

A relevant body exercising functions under this Part in relation to a child or young person must have due regard to Part 1 of the United Nations Convention on the Rights of the Child adopted and opened for signature, ratification and accession by General Assembly resolution 44/25 of 20 November 1989 (“the Convention”).

(2)

For the purposes of subsection (1), Part 1 of the Convention is to be treated as having effect—

(a)

as set out for the time being in Part 1 of the Schedule to the Rights of Children and Young Persons (Wales) Measure 2011 (nawm 2), but

(b)

subject to any declaration or reservation as set out for the time being in Part 3 of that Schedule.

(3)

Subsection (1) does not require specific consideration of the Convention on each occasion that a function is exercised.’

(4)

A code issued under section 4 may make provision setting out what is required to discharge the duty in subsection (1); and subsection (1) is to be interpreted in accordance with any such provision.

(5)

In subsection (1), “relevant body” means—

(a)

a local authority;

(b)

an NHS body.

8Duty to have regard to the United Nations Convention on the Rights of Persons with Disabilities

(1)

A relevant body exercising functions under this Part in relation to a disabled child or young person must have due regard to the United Nations Convention on the Rights of Persons with Disabilities and its optional protocol adopted on 13 December 2006 by General Assembly resolution A/RES/61/106 and opened for signature on 30 March 2007 (“the Convention”).

(2)

The Convention is to be treated as having effect subject to any declaration or reservation made by the United Kingdom Government upon ratification, save where the declaration or reservation has subsequently been withdrawn.

(3)

Subsection (1) does not require specific consideration of the Convention on each occasion that a function is exercised.

(4)

A code issued under section 4 may make provision setting out what is required to discharge the duty in subsection (1); and subsection (1) is to be interpreted in accordance with any such provision.

(5)

In subsection (1), “relevant body” means—

(a)

a local authority;

(b)

an NHS body.

9Advice and information

(1)

A local authority must make arrangements to provide people with information and advice about additional learning needs and the system for which provision is made by this Part.

(2)

In making arrangements under subsection (1), a local authority must have regard to the principle that information and advice provided under the arrangements must be provided in an impartial manner.

(3)

A local authority must take reasonable steps to make the arrangements made under this section, sections 68 (avoidance and resolution of disagreements) and 69 (independent advocacy services) known to—

(a)

children and young people in its area,

(b)

parents of children in its area,

(c)

children it looks after who are outside its area,

(d)

governing bodies of maintained schools in its area,

(e)

governing bodies of institutions in the further education sector in its area,

(f)

case friends of children in its area, and

(g)

any other persons it considers appropriate.

(4)

Where the governing body of a maintained school is informed of arrangements under subsection (3), it must take reasonable steps to make the arrangements known to—

(a)

its pupils and their parents, and

(b)

case friends of its pupils.

(5)

Where the governing body of an institution in the further education sector is informed of arrangements under subsection (3), it must take reasonable steps to make the arrangements known to its students.