Legislation – The Criminal Procedure Rules 2020

New Search

Introduction

PART 1
THE OVERRIDING OBJECTIVE

1.1 The overriding objective

1.2 The duty of the participants in a criminal case

1.3 The application by the court of the overriding objective

PART 2
UNDERSTANDING AND APPLYING THE RULES AND POWERS OF AUTHORISED COURT OFFICERS

2.1 When the Rules apply

2.2 Definitions

2.3 References to legislation, including these Rules

2.4 Exercise of court’s functions by authorised court officers: general rules

2.5 Exercise of functions of the Court of Appeal

2.6 Exercise of functions of the High Court

2.7 Exercise of functions of the Crown Court

2.8 Exercise of functions of a magistrates’ court

2.9 Exercise of functions of a District Judge (Magistrates’ Courts) in extradition cases

2.10 Court’s power to extend time under rule 2.6 or rule 2.7

PART 3
CASE MANAGEMENT

3.1 When this Part applies

3.2 The duty of the court

3.3 The duty of the parties

3.4 Case progression officers and their duties

3.5 The court’s case management powers

3.6 Application to vary a direction

3.7 Agreement to vary a time limit fixed by a direction

3.8 Case preparation and progression

3.9 Ground rules hearing

3.10 Directions for commissioning medical reports, other than for sentencing purposes

3.11 Hearing to inform the court of sensitive material

3.12 Readiness for trial or appeal

3.13 Conduct of a trial or an appeal

3.14 Duty of court officer

3.15 Court’s power to vary requirements under this Part

3.16 Pre-trial hearings in a magistrates’ court: general rules

3.17 Place of magistrates’ court trial

3.18 Use of Welsh language at magistrates’ court trial

3.19 Service of prosecution evidence

3.20 Application to dismiss offence sent for Crown Court trial

3.21 Pre-trial hearings in the Crown Court: general rules

3.22 Preparatory hearing

3.23 Application for preparatory hearing

3.24 Application for non-jury trial containing information withheld from a defendant

3.25 Representations in response to application for preparatory hearing

3.26 Commencement of preparatory hearing

3.27 Defence trial advocate

3.28 Application to stay case for abuse of process

3.29 Application for joint or separate trials, etc.

3.30 Order for joint or separate trials, or amendment of the indictment

3.31 Application for indication of sentence

3.32 Arraigning the defendant on the indictment

3.33 Place of Crown Court trial

3.34 Use of Welsh language at Crown Court trial

PART 4
SERVICE OF DOCUMENTS

4.1 When this Part applies

4.2 Methods of service

4.3 Service by handing over a document

4.4 Service by leaving or posting a document

4.5 Service by document exchange

4.6 Service by electronic means

4.7 Documents that must be served by specified methods

4.8 Service by person in custody

4.9 Service by another method

4.10 Documents that may not be served on a legal representative

4.11 Date of service

4.12 Proof of service

4.13 Court’s power to give directions about service

PART 5
FORMS AND COURT RECORDS

5.1 Applications, etc. by forms or electronic means

5.2 Forms in Welsh

5.3 Signature of forms

5.4 Duty to make records

5.5 Recording and transcription of proceedings in the Crown Court

5.6 Custody of case materials

5.7 Supply to a party of information or documents from records or case materials

5.8 Supply to the public, including reporters, of information about cases

5.9 Supply of written certificate or extract from records for use in evidence, etc.

PART 6
REPORTING, ETC. RESTRICTIONS

6.1 When this Part applies

6.2 Exercise of court’s powers to which this Part applies

6.3 Court’s power to vary requirements under this Part

6.4 Reporting and access restrictions

6.5 Varying or removing restrictions

6.6 Trial in private

6.7 Representations in response

6.8 Order about restriction or trial in private

6.9 Sound recording and electronic communication

6.10 Forfeiture of unauthorised sound recording

PART 7
STARTING A PROSECUTION IN A MAGISTRATES’ COURT

7.1 When this Part applies

7.2 Application for summons, etc.

7.3 Allegation of offence

7.4 Summons, warrant and requisition

PART 8
INITIAL DETAILS OF THE PROSECUTION CASE

8.1 When this Part applies

8.2 Providing initial details of the prosecution case

8.3 Content of initial details

8.4 Use of initial details

PART 9
ALLOCATION AND SENDING FOR TRIAL

9.1 When this Part applies

9.2 Exercise of magistrates’ court’s powers

9.3 Matters to be specified on sending for trial

9.4 Duty of justices’ legal adviser

9.5 Duty of magistrates’ court officer

9.6 Prosecutor’s notice requiring Crown Court trial

9.7 Sending for Crown Court trial

9.8 Adult defendant: request for plea

9.9 Adult defendant: guilty plea

9.10 Adult defendant: not guilty plea

9.11 Adult defendant: allocation for magistrates’ court trial

9.12 Adult defendant: prosecutor’s application for Crown Court trial

9.13 Young defendant

9.14 Allocation and sending for Crown Court trial

PART 10
THE INDICTMENT

10.1 When this Part applies

10.2 The indictment: general rules

10.3 Draft indictment generated electronically on sending for trial

10.4 Draft indictment served by the prosecutor after sending for trial

10.5 Draft indictment served by the prosecutor with a High Court judge’s permission

10.6 Draft indictment approved with deferred prosecution agreement

10.7 Draft indictment served by the prosecutor on re-instituting proceedings

10.8 Draft indictment served by the prosecutor at the direction of the Court of Appeal

10.9 Application to a High Court judge for permission to serve a draft indictment

PART 11
DEFERRED PROSECUTION AGREEMENTS

11.1 When this Part applies

11.2 Exercise of court’s powers

11.3 Application to approve a proposal to enter an agreement

11.4 Application to approve the terms of an agreement

11.5 Application on breach of agreement

11.6 Application to approve a variation of the terms of an agreement

11.7 Application to lift suspension of prosecution

11.8 Notice to discontinue prosecution

11.9 Application to postpone the publication of information by the prosecutor

11.10 Duty of court officer, etc.

11.11 Court’s power to vary requirements under this Part

PART 12
DISCONTINUING A PROSECUTION

12.1 When this Part applies

12.2 Discontinuing a case

12.3 Defendant’s notice to continue

PART 13
WARRANTS FOR ARREST, DETENTION OR IMPRISONMENT

13.1 When this Part applies

13.2 Terms of a warrant for arrest

13.3 Terms of a warrant for detention or imprisonment

13.4 Information to be included in a warrant

13.5 Execution of a warrant

13.6 Warrants that cease to have effect on payment

13.7 Warrant issued when the court office is closed

PART 14
BAIL AND CUSTODY TIME LIMITS

14.1 When this Part applies

14.2 Exercise of court’s powers: general

14.3 Duty of justices’ legal adviser

14.4 General duties of court officer

14.5 Prosecutor’s representations about bail

14.6 Reconsideration of police bail by magistrates’ court

14.7 Notice of application to consider bail

14.8 Defendant’s application or appeal to the Crown Court after magistrates’ court bail decision

14.9 Prosecutor’s appeal against grant of bail

14.10 Consideration of bail in a murder case

14.11 Condition of residence

14.12 Electronic monitoring requirements

14.13 Accommodation or support requirements

14.14 Requirement for a surety or payment, etc.

14.15 Forfeiture of a recognizance given by a surety

14.16 Bail condition to be enforced in another European Union member State

14.17 Enforcement of measure imposed in another European Union member State

14.18 Application to extend a custody time limit

14.19 Appeal against custody time limit decision

14.20 Exercise of court’s powers: extension of pre-charge bail

14.21 Application to authorise extension of pre-charge bail

14.22 Application to withhold information from the defendant

PART 15
DISCLOSURE

15.1 When this Part applies

15.2 Prosecution disclosure

15.3 Prosecutor’s application for public interest ruling

15.4 Defence disclosure

15.5 Defendant’s application for prosecution disclosure

15.6 Review of public interest ruling

15.7 Defendant’s application to use disclosed material

15.8 Unauthorised use of disclosed material

15.9 Court’s power to vary requirements under this Part

PART 16
WRITTEN WITNESS STATEMENTS

16.1 When this Part applies

16.2 Content of written witness statement

16.3 Reference to exhibit

16.4 Written witness statement in evidence

PART 17
WITNESS SUMMONSES, WARRANTS AND ORDERS

17.1 When this Part applies

17.2 Issue etc. of summons, warrant or order with or without a hearing

17.3 Application for summons, warrant or order: general rules

17.4 Written application: form and service

17.5 Application for summons to produce a document, etc.: special rules

17.6 Application for summons to produce a document, etc.: court’s assessment of relevance and confidentiality

17.7 Application to withdraw a summons, warrant or order

17.8 Court’s power to vary requirements under this Part

PART 18
MEASURES TO ASSIST A WITNESS OR DEFENDANT TO GIVE EVIDENCE

18.1 When this Part applies

18.2 Meaning of ‘witness’

18.3 Making an application for a direction or order

18.4 Decisions and reasons

18.5 Court’s power to vary requirements under this Part

18.6 Custody of documents

18.7 Declaration by intermediary

18.8 Exercise of court’s powers

18.9 Special measures direction without application

18.10 Content of application for a special measures direction

18.11 Application to vary or discharge a special measures direction

18.12 Application containing information withheld from another party

18.13 Representations in response

18.14 Exercise of court’s powers

18.15 Content of application for a defendant’s evidence direction

18.16 Application to vary or discharge a defendant’s evidence direction

18.17 Representations in response

18.18 Exercise of court’s powers

18.19 Content and conduct of application for a witness anonymity order

18.20 Duty of court officer to notify the Director of Public Prosecutions

18.21 Application to vary or discharge a witness anonymity order

18.22 Representations in response

18.23 Exercise of court’s powers

18.24 Content of application for a live link direction

18.25 Application to discharge a live link direction, etc.

18.26 Representations in response

PART 19
EXPERT EVIDENCE

19.1 When this Part applies

19.2 Expert’s duty to the court

19.3 Introduction of expert evidence

19.4 Content of expert’s report

19.5 Expert to be informed of service of report

19.6 Pre-hearing discussion of expert evidence

19.7 Court’s power to direct that evidence is to be given by a single joint expert

19.8 Instructions to a single joint expert

19.9 Application to withhold information from another party

19.10 Court’s power to vary requirements under this Part

PART 20
HEARSAY EVIDENCE

20.1 When this Part applies

20.2 Notice to introduce hearsay evidence

20.3 Opposing the introduction of hearsay evidence

20.4 Unopposed hearsay evidence

20.5 Court’s power to vary requirements under this Part

PART 21
EVIDENCE OF BAD CHARACTER

21.1 When this Part applies

21.2 Content of application or notice

21.3 Application to introduce evidence of a non-defendant’s bad character

21.4 Notice to introduce evidence of a defendant’s bad character

21.5 Reasons for decisions

21.6 Court’s power to vary requirements under this Part

PART 22
EVIDENCE OF A COMPLAINANT’S PREVIOUS SEXUAL BEHAVIOUR

22.1 When this Part applies

22.2 Exercise of court’s powers

22.3 Decisions and reasons

22.4 Application for permission to introduce evidence or cross-examine

22.5 Application containing information withheld from another party

22.6 Representations in response

22.7 Special measures, etc. for a witness

22.8 Court’s power to vary requirements under this Part

PART 23
RESTRICTION ON CROSS-EXAMINATION BY A DEFENDANT

23.1 When this Part applies

23.2 Appointment of advocate to cross-examine witness

23.3 Exercise of court’s powers

23.4 Application to prohibit cross-examination

23.5 Application to discharge prohibition imposed by the court

23.6 Application containing information withheld from another party

23.7 Representations in response

23.8 Court’s power to vary requirements

PART 24
TRIAL AND SENTENCE IN A MAGISTRATES’ COURT

24.1 When this Part applies

24.2 General rules

24.3 Procedure on plea of not guilty

24.4 Evidence of a witness in person

24.5 Evidence of a witness in writing

24.6 Evidence by admission

24.7 Procedure on plea of guilty

24.8 Written guilty plea: special rules

24.9 Single justice procedure: special rules

24.10 Application to withdraw a guilty plea

24.11 Procedure if the court convicts

24.12 Procedure where a party is absent

24.13 Provision of documents for the court

24.14 Duty of justices’ legal adviser

24.15 Duty of court officer

PART 25
TRIAL AND SENTENCE IN THE CROWN COURT

25.1 When this Part applies

25.2 General powers and requirements

25.3 Application for ruling on procedure, evidence or other question of law

25.4 Procedure on plea of guilty

25.5 Application to vacate a guilty plea

25.6 Selecting the jury

25.7 Discharging jurors

25.8 Objecting to jurors

25.9 Procedure on plea of not guilty

25.10 Defendant unfit to plead

25.11 Evidence of a witness in person

25.12 Evidence of a witness in writing

25.13 Evidence by admission

25.14 Directions to the jury and taking the verdict

25.15 Conviction or acquittal without a jury

25.16 Procedure if the court convicts

25.17 Provision of documents for the court

25.18 Duty of court officer

PART 26
JURORS

26.1 Appeal against officer’s refusal to excuse or postpone jury service

26.2 Excusal from jury service by court

26.3 Provision of information for jurors

26.4 Assessment of juror’s availability for long trial, etc.

26.5 Surrender of electronic communication devices by jurors

PART 27
RETRIAL AFTER ACQUITTAL

27.1 When this Part applies

27.2 Application for certificate

27.3 Application for reporting restriction pending application for order for retrial

27.4 Application for order for retrial

27.5 Respondent’s notice

27.6 Application to Crown Court for summons or warrant

27.7 Application of other rules about procedure in the Court of Appeal

PART 28
SENTENCING PROCEDURES IN SPECIAL CASES

28.1 Reasons for not following usual sentencing requirements

28.2 Notice of requirements of suspended sentence and community, etc. orders

28.3 Notification requirements

28.4 Variation of sentence

28.5 Application to vary or discharge a compensation, etc. order

28.6 Application to remove, revoke or suspend a disqualification or restriction

28.7 Application for a restitution order by the victim of a theft

28.8 Directions for commissioning medical reports for sentencing purposes

28.9 Information to be supplied on committal to custody or admission to hospital or guardianship

28.10 Information to be supplied on committal for sentence, etc.

28.11 Application to review sentence because of assistance given or withheld

PART 29
ROAD TRAFFIC PENALTIES

29.1 Representations about obligatory disqualification or endorsement

29.2 Application to remove a disqualification from driving

29.3 Information to be supplied on order for endorsement of driving record, etc.

29.4 Statutory declaration to avoid fine after fixed penalty notice

29.5 Application for declaration about a course or programme certificate decision

29.6 Appeal against recognition of foreign driving disqualification

PART 30
ENFORCEMENT OF FINES AND OTHER ORDERS FOR PAYMENT

30.1 When this Part applies

30.2 Exercise of court’s powers

30.3 Duty to give receipt

30.4 Appeal against decision of fines officer

30.5 Application to reduce a fine, vary payment terms or remit a courts charge

30.6 Claim to avoid fine after penalty notice

30.7 Information to be included in a warrant of control

30.8 Warrant of control: application by enforcement agent for extension of time, etc.

30.9 Warrant of control: application to resolve dispute

30.10 Financial penalties imposed in other European Union member States

PART 31
BEHAVIOUR ORDERS

31.1 When this Part applies

31.2 Behaviour orders: general rules

31.3 Application for behaviour order and notice of terms of proposed order: special rules

31.4 Evidence to assist the court: special rules

31.5 Application to vary or revoke behaviour order

31.6 Notice of hearsay evidence

31.7 Cross-examination of maker of hearsay statement

31.8 Credibility and consistency of maker of hearsay statement

31.9 European protection order to be given effect in another EU member State

31.10 Giving effect to a European protection order made in another EU member State

31.11 Court’s power to vary requirements under this Part

PART 32
BREACH, REVOCATION AND AMENDMENT OF COMMUNITY AND OTHER ORDERS

32.1 When this Part applies

32.2 Application by responsible officer or supervisor

32.3 Application by defendant or person affected

32.4 Procedure on application by responsible officer or supervisor

PART 33
CONFISCATION AND RELATED PROCEEDINGS

33.1 Interpretation

33.2 Calculation of time

33.3 Court office closed

33.4 Application for registration of Scottish or Northern Ireland order

33.5 Application to vary or set aside registration

33.6 Register of orders

33.7 Statements of truth

33.8 Use of witness statements for other purposes

33.9 Service of documents

33.10 Service outside the jurisdiction

33.11 Certificates of service

33.12 External requests and orders

33.13 Statements in connection with confiscation orders

33.14 Application for compliance order

33.15 Application for reconsideration

33.16 Application for new calculation of available amount

33.17 Variation of confiscation order due to inadequacy of available amount

33.18 Application by magistrates’ court officer to discharge confiscation order

33.19 Application for variation of confiscation order made against an absconder

33.20 Application for discharge of confiscation order made against an absconder

33.21 Application for increase in term of imprisonment in default

33.22 Compensation – general

33.23 Compensation – confiscation order made against absconder

33.24 Payment of money held or detained in satisfaction of confiscation order

33.25 Application to realise seized property

33.26 Appeal about decision on application to realise seized property

33.27 Application for direction about surplus proceeds

33.28 Application for approval to seize property or to search

33.29 Application to extend detention period

33.30 Application to vary or discharge order for extended detention

33.31 Appeal about property detention decision

33.32 Taking control of goods and forfeiture

33.33 Joining of applications

33.34 Applications to be dealt with in writing

33.35 Business in chambers

33.36 Power of court to control evidence

33.37 Evidence of witnesses

33.38 Witness summons

33.39 Hearsay evidence

33.40 Disclosure and inspection of documents

33.41 Court documents

33.42 Consent orders

33.43 Slips and omissions

33.44 Supply of documents from court records

33.45 Disclosure of documents in criminal proceedings

33.46 Preparation of documents

33.47 Order for costs

33.48 Assessment of costs

33.49 Time for complying with an order for costs

33.50 Application of costs rules

33.51 Application for restraint order or ancillary order

33.52 Restraint and ancillary orders

33.53 Application for discharge or variation of restraint or ancillary order by a person affected by the order

33.54 Application for variation of restraint or ancillary order by the person who applied for the order

33.55 Application for discharge of restraint or ancillary order by the person who applied for the order

33.56 Application for appointment of a management or an enforcement receiver

33.57 Application for conferral of powers on a management receiver or an enforcement receiver

33.58 Applications for discharge or variation of receivership orders, and applications for other orders

33.59 Sums in the hands of receivers

33.60 Security

33.61 Remuneration

33.62 Accounts

33.63 Non-compliance by receiver

33.64 Statements, etc. relevant to making confiscation orders

33.65 Postponed determinations

33.66 Confiscation orders – revised assessments

33.67 Application to the Crown Court to discharge or vary order to make material available

33.68 Application to the Crown Court for increase in term of imprisonment in default of payment

33.69 Drug trafficking – compensation on acquittal in the Crown Court

33.70 Application to punish for contempt of court

PART 34
APPEAL TO THE CROWN COURT

34.1 When this Part applies

34.2 Service of appeal and respondent’s notices

34.3 Form of appeal and respondent’s notices

34.4 Duty of magistrates’ court officer

34.5 Duty of person keeping exhibit

34.6 Reference by the Criminal Cases Review Commission

34.7 Preparation for appeal

34.8 Hearings and decisions

34.9 Abandoning an appeal

34.10 Court’s power to vary requirements under this Part

34.11 Constitution of the Crown Court

PART 35
APPEAL TO THE HIGH COURT BY CASE STATED

35.1 When this Part applies

35.2 Application to state a case

35.3 Preparation of case stated

35.4 Duty of justices’ legal adviser

35.5 Court’s power to vary requirements under this Part

PART 36
APPEAL TO THE COURT OF APPEAL: GENERAL RULES

36.1 When this Part applies

36.2 Case management in the Court of Appeal

36.3 Power to vary requirements

36.4 Application for extension of time

36.5 Renewing an application refused by a judge or the Registrar

36.6 Hearings

36.7 Notice of hearings and decisions

36.8 Duty of Crown Court officer

36.9 Duty of person transcribing proceedings in the Crown Court

36.10 Duty of person keeping exhibit

36.11 Registrar’s duty to provide copy documents for appeal or reference

36.12 Declaration of incompatibility with a Convention right

36.13 Abandoning an appeal

36.14 Grounds of appeal and opposition

36.15 Reopening the determination of an appeal

PART 37
APPEAL TO THE COURT OF APPEAL AGAINST RULING AT PREPARATORY HEARING

37.1 When this Part applies

37.2 Service of appeal notice

37.3 Form of appeal notice

37.4 Crown Court judge’s permission to appeal

37.5 Respondent’s notice

37.6 Powers of Court of Appeal judge

37.7 Renewing applications

37.8 Right to attend hearing

PART 38
APPEAL TO THE COURT OF APPEAL AGAINST RULING ADVERSE TO PROSECUTION

38.1 When this Part applies

38.2 Decision to appeal

38.3 Service of appeal notice

38.4 Form of appeal notice

38.5 Crown Court judge’s permission to appeal

38.6 Expediting an appeal

38.7 Respondent’s notice

38.8 Public interest ruling

38.9 Powers of Court of Appeal judge

38.10 Renewing applications

38.11 Right to attend hearing

PART 39
APPEAL TO THE COURT OF APPEAL ABOUT CONVICTION OR SENTENCE

39.1 When this Part applies

39.2 Service of appeal notice

39.3 Form of appeal notice

39.4 Crown Court judge’s certificate that case is fit for appeal

39.5 Reference by Criminal Cases Review Commission

39.6 Respondent’s notice

39.7 Introducing evidence

39.8 Application for bail, or to suspend a disqualification or order, pending appeal or retrial

39.9 Conditions of bail pending appeal or retrial

39.10 Forfeiture of a recognizance given as a condition of bail

39.11 Right to attend hearing

39.12 Power to vary determination of appeal against sentence

39.13 Directions about re-admission to hospital on dismissal of appeal

39.14 Renewal or setting aside of order for retrial

PART 40
APPEAL TO THE COURT OF APPEAL ABOUT REPORTING OR PUBLIC ACCESS RESTRICTION

40.1 When this Part applies

40.2 Service of appeal notice

40.3 Form of appeal notice

40.4 Advance notice of appeal against order restricting public access

40.5 Duty of applicant for order restricting public access

40.6 Respondent’s notice on appeal against reporting restriction

40.7 Renewing applications

40.8 Right to introduce evidence

40.9 Right to attend hearing

PART 41
REFERENCE TO THE COURT OF APPEAL OF POINT OF LAW OR UNDULY LENIENT SENTENCING

41.1 When this Part applies

41.2 Service of notice of reference and application for permission

41.3 Form of notice of reference and application for permission

41.4 Respondent’s notice

41.5 Variation or withdrawal of notice of reference or application for permission

41.6 Right to attend hearing

41.7 Anonymity of defendant on reference of point of law

PART 42
APPEAL TO THE COURT OF APPEAL IN CONFISCATION AND RELATED PROCEEDINGS

42.1 Extension of time

42.2 Other applications

42.3 Examination of witness by court

42.4 Supply of documentary and other exhibits

42.5 Registrar’s power to require information from court of trial

42.6 Hearing by single judge

42.7 Determination by full court

42.8 Notice of determination

42.9 Record of proceedings and transcripts

42.10 Appeal to the Supreme Court

42.11 Notice of appeal

42.12 Respondent’s notice

42.13 Amendment and abandonment of appeal

42.14 Permission to appeal

42.15 Notice of appeal

42.16 Respondent’s notice

42.17 Amendment and abandonment of appeal

42.18 Stay

42.19 Striking out appeal notices and setting aside or imposing conditions on permission to appeal

42.20 Hearing of appeals

PART 43
APPEAL OR REFERENCE TO THE SUPREME COURT

43.1 When this Part applies

43.2 Application for permission or reference

43.3 Determination of detention pending appeal, etc.

43.4 Bail pending appeal

PART 44
REOPENING A CASE IN A MAGISTRATES’ COURT

44.1 When this Part applies

44.2 Statutory declaration of ignorance of proceedings

44.3 Setting aside a conviction or varying a costs, etc. order

PART 45
COSTS

45.1 When this Part applies

45.2 Costs orders: general rules

45.3 Court’s power to vary requirements

45.4 Costs out of central funds

45.5 Costs on conviction and sentence, etc.

45.6 Costs on appeal

45.7 Costs on an application

45.8 Costs resulting from unnecessary or improper act, etc.

45.9 Costs against a legal representative

45.10 Costs against a third party

45.11 Assessment and re-assessment

45.12 Appeal to a costs judge

45.13 Appeal to a High Court judge

45.14 Application for an extension of time

PART 46
REPRESENTATIVES

46.1 Functions of representatives and supporters

46.2 Notice of appointment, etc. of legal representative: general rules

46.3 Application to change legal representative: legal aid

PART 47
INVESTIGATION ORDERS AND WARRANTS

47.1 When this Part applies

47.2 Meaning of ‘court’, ‘applicant’ and ‘respondent’

47.3 Documents served on the court officer

47.4 When this Section applies

47.5 Exercise of court’s powers

47.6 Application for order: general rules

47.7 Application containing information withheld from a respondent or other person

47.8 Application to vary or discharge an order

47.9 Application to punish for contempt of court

47.10 Application for a production order under the Police and Criminal Evidence Act 1984

47.11 Application for an order under the Terrorism Act 2000

47.12 Content of application for a production etc. order under the Terrorism Act 2000

47.13 Content of application for a disclosure order or further information order under the Terrorism Act 2000

47.14 Content of application for an explanation order under the Terrorism Act 2000

47.15 Content of application for a customer information order under the Terrorism Act 2000

47.16 Content of application for an account monitoring order under the Terrorism Act 2000

47.17 Application for an order under the Proceeds of Crime Act 2002

47.18 Content of application for a production order under the Proceeds of Crime Act 2002

47.19 Content of application for an order to grant entry under the Proceeds of Crime Act 2002

47.20 Content of application for a disclosure order or further information order under the Proceeds of Crime Act 2002

47.21 Content of application for a customer information order under the Proceeds of Crime Act 2002

47.22 Content of application for an account monitoring order under the Proceeds of Crime Act 2002

47.23 Application for a production order under the Extradition Act 2003

47.24 When this Section applies

47.25 Exercise of court’s powers

47.26 Application for warrant: general rules

47.27 Information to be included in a warrant

47.28 Application for warrant under section 8 of the Police and Criminal Evidence Act 1984

47.29 Application for warrant under section 2 of the Criminal Justice Act 1987

47.30 Application for warrant under paragraph 12 of Schedule 1 to the Police and Criminal Evidence Act 1984

47.31 Application for warrant under paragraph 11 of Schedule 5 to the Terrorism Act 2000

47.32 Application for warrant under section 352 of the Proceeds of Crime Act 2002

47.33 Application for warrant under section 160 of the Extradition Act 2003

47.34 Application for warrant under any other power

47.35 When this Section applies

47.36 Exercise of court’s powers

47.37 Application for an order under section 1 of the Police (Property) Act 1897

47.38 Application for an order under section 59 of the Criminal Justice and Police Act 2001

47.39 Application containing information withheld from another party

47.40 Representations in response

47.41 Application to punish for contempt of court

47.42 When this Section applies

47.43 Exercise of court’s powers

47.44 Application to extend retention period

47.45 Appeal

47.46 When this Section applies

47.47 Exercise of court’s powers

47.48 Application for an investigation anonymity order

47.49 Application to discharge an investigation anonymity order

47.50 Appeal

47.51 When this Section applies

47.52 Exercise of court’s powers

47.53 Application for approval for authorisation or notice

47.54 When this Section applies

47.55 Exercise of court’s powers

47.56 Application for an order for access

47.57 Application containing information withheld from a respondent or other person

47.58 Application to punish for contempt of court

47.59 When this Section applies

47.60 Exercise of court’s powers

47.61 Application to make, vary or revoke a European investigation order

47.62 When this Section applies

47.63 Exercise of court’s powers

47.64 Application for extension of moratorium period

47.65 Application containing information withheld from a respondent

47.66 When this Section applies

47.67 Exercise of court’s powers

47.68 Application for order

47.69 Application to vary or revoke an order

47.70 Application containing information withheld from a respondent or other person

47.71 Application to punish for contempt of court

PART 48
CONTEMPT OF COURT

48.1 When this Part applies

48.2 Exercise of court’s power to deal with contempt of court

48.3 Notice of suspension of imprisonment by Court of Appeal or Crown Court

48.4 Application to discharge an order for imprisonment

48.5 Initial procedure on obstruction, disruption, etc.

48.6 Review after temporary detention

48.7 Postponement of enquiry

48.8 Procedure on enquiry

48.9 Initial procedure on failure to comply with court order, etc.

48.10 Procedure on hearing

48.11 Introduction of written witness statement or other hearsay

48.12 Content of written witness statement

48.13 Content of notice of other hearsay

48.14 Cross-examination of maker of written witness statement or other hearsay

48.15 Credibility and consistency of maker of written witness statement or other hearsay

48.16 Magistrates’ courts’ powers to adjourn, etc.

48.17 Court’s power to vary requirements

PART 49
INTERNATIONAL CO-OPERATION

49.1 Notice required to accompany process served outside the United Kingdom and translations

49.2 Proof of service outside the United Kingdom

49.3 Supply of copy of notice of request for assistance abroad

49.4 Persons entitled to appear and take part in proceedings before a nominated court, and exclusion of the public

49.5 Record of proceedings to receive evidence before a nominated court

49.6 Interpreter for the purposes of proceedings involving a television or telephone link

49.7 Record of television link hearing before a nominated court

49.8 Record of telephone link hearing before a nominated court

49.9 Overseas record

49.10 Overseas freezing orders

49.11 Overseas forfeiture orders

49.12 Overseas restraint orders

49.13 Overseas confiscation orders

49.14 Giving effect to a European investigation order for the receipt of oral evidence

49.15 Giving effect to a European investigation order for hearing a person by live link

49.16 Giving effect to a European investigation order by issuing a search warrant or production, etc. order

49.17 Application to vary or revoke a search warrant or production etc. order issued to give effect to a European investigation order

PART 50
EXTRADITION

50.1 When this Part applies

50.2 Special objective in extradition proceedings

50.3 Exercise of magistrates’ court’s powers

50.4 Case management in the magistrates’ court and duty of court officer

50.5 Preliminary hearing after arrest

50.6 Extradition hearing

50.7 Discharge where warrant withdrawn

50.8 Issue of arrest warrant

50.9 Preliminary hearing after arrest

50.10 Issue of provisional arrest warrant

50.11 Preliminary hearing after provisional arrest

50.12 Arrangement of extradition hearing after provisional arrest

50.13 Extradition hearing

50.14 Discharge where extradition request withdrawn

50.15 Introduction of additional evidence

50.16 Defendant’s application to be discharged

50.17 Exercise of the High Court’s powers

50.18 Case management in the High Court

50.19 Service of appeal notice

50.20 Form of appeal notice

50.21 Respondent’s notice

50.22 Renewing an application for permission to appeal, restoring excluded grounds, etc.

50.23 Appeal hearing

50.24 Early termination of appeal: order by consent, etc.

50.25 Application for permission to appeal to the Supreme Court

50.26 Determination of detention pending appeal to the Supreme Court against discharge

50.27 Reopening the determination of an appeal

50.28 Declaration of incompatibility with a Convention right

50.29 Duties of court officers

50.30 Constitution of the High Court

50.31 Payment of High Court fees

50.32 Application for consent to deal with another offence or for consent to further extradition

Glossary

Signature

Explanatory note

PART 9ALLOCATION AND SENDING FOR TRIAL

Contents of this Part

General rules

When this Part applies

rule 9.1

Exercise of magistrates’ court’s powers

rule 9.2

Matters to be specified on sending for trial

rule 9.3

Duty of justices’ legal adviser

rule 9.4

Duty of magistrates’ court officer

rule 9.5

Sending without allocation for Crown Court trial

Prosecutor’s notice requiring Crown Court trial

rule 9.6

Sending for Crown Court trial

rule 9.7

Allocation for magistrates’ court or Crown Court trial

Adult defendant: request for plea

rule 9.8

Adult defendant: guilty plea

rule 9.9

Adult defendant: not guilty plea

rule 9.10

Adult defendant: allocation for magistrates’ court trial

rule 9.11

Adult defendant: prosecutor’s application for Crown Court trial

rule 9.12

Young defendant

rule 9.13

Allocation and sending for Crown Court trial

rule 9.14

GENERAL RULES

When this Part applies9.1.

(1)

This Part applies to the allocation and sending of cases for trial under—

(a)

sections 17A to 26 of the Magistrates’ Courts Act 1980228; and

(b)

sections 50A to 52 of the Crime and Disorder Act 1998229.

(2)

Rules 9.6 and 9.7 apply in a magistrates’ court where the court must, or can, send a defendant to the Crown Court for trial, without allocating the case for trial there.

(3)

Rules 9.8 to 9.14 apply in a magistrates’ court where the court must allocate the case to a magistrates’ court or to the Crown Court for trial.

[Note. A magistrates’ court’s powers to send a defendant to the Crown Court for trial are contained in section 51 of the Crime and Disorder Act 1998230.

The exercise of the court’s powers is affected by

(a)

the classification of the offence (and the general rule, subject to exceptions, is that an offence classified as triable on indictment exclusively must be sent for Crown Court trial; an offence classified as triable only summarily must be tried in a magistrates’ court; and an offence classified as triable either on indictment or summarily must be allocated to one or the other court for trial: see in particular sections 50A, 51 and 51A of the 1998 Act231 and section 19 of the Magistrates’ Courts Act 1980232;

(b)

the defendant’s age (and the general rule, subject to exceptions, is that an offence alleged against a defendant under 18 must be tried in a magistrates’ court sitting as a youth court: see in particular sections 24 and 24A of the 1980 Act233;

(c)

whether the defendant is awaiting Crown Court trial for another offence;

(d)

whether another defendant, charged with the same offence, is awaiting Crown Court trial for that offence; and

(e)

in some cases (destroying or damaging property; aggravated vehicle taking), whether the value involved is more or less than £5,000.

The court’s powers of sending and allocation, including its powers (i) to receive a defendant’s indication of an intention to plead guilty (see rules 9.7, 9.8 and 9.13) and (ii) to give an indication of likely sentence (see rule 9.11), may be exercised by a single justice: see sections 51 and 51A(11) of the 1998 Act, and sections 17E, 18(5) and 24D of the 1980 Act234.]

Exercise of magistrates’ court’s powers9.2.

(1)

This rule applies to the exercise of the powers to which rules 9.6 to 9.14 apply.

(2)

The general rule is that the court must exercise its powers at a hearing in public, but it may exercise any power it has to—

(a)

withhold information from the public; or

(b)

order a hearing in private.

(3)

The general rule is that the court must exercise its powers in the defendant’s presence, but it may exercise the powers to which the following rules apply in the defendant’s absence on the conditions specified—

(a)

where rule 9.8 (Adult defendant: request for plea), rule 9.9 (Adult defendant: guilty plea) or rule 9.13 (Young defendant) applies, if—

(i)

the defendant is represented, and

(ii)

the defendant’s disorderly conduct makes his or her presence in the courtroom impracticable; and

(b)

where rule 9.10 (Adult defendant: not guilty plea) or rule 9.11 (Adult defendant: allocation for magistrates’ court trial) applies, if—

(i)

the defendant is represented and waives the right to be present, or

(ii)

the defendant’s disorderly conduct makes his or her presence in the courtroom impracticable.

(4)

The court may exercise its power to adjourn—

(a)

if either party asks; or

(b)

on its own initiative.

(5)

Where the court on the same occasion deals with two or more offences alleged against the same defendant, the court must deal with those offences in the following sequence—

(a)

any to which rule 9.6 applies (Prosecutor’s notice requiring Crown Court trial);

(b)

any to which rule 9.7 applies (sending for Crown Court trial, without allocation there), in this sequence—

(i)

any the court must send for trial, then

(ii)

any the court can send for trial; and

(c)

any to which rule 9.14 applies (Allocation and sending for Crown Court trial).

(6)

Where the court on the same occasion deals with two or more defendants charged jointly with an offence that can be tried in the Crown Court then in the following sequence—

(a)

the court must explain, in terms each defendant can understand (with help, if necessary), that if the court sends one of them to the Crown Court for trial then the court must send for trial in the Crown Court, too, any other of them—

(i)

who is charged with the same offence as the defendant sent for trial, or with an offence which the court decides is related to that offence,

(ii)

who does not wish to plead guilty to each offence with which he or she is charged, and

(iii)

(if that other defendant is under 18, and the court would not otherwise have sent him or her for Crown Court trial) where the court decides that sending is necessary in the interests of justice

even if the court by then has decided to allocate that other defendant for magistrates’ court trial; and

(b)

the court may ask the defendants questions to help it decide in what order to deal with them.

(7)

After following paragraph (5), if it applies, where the court on the same occasion—

(a)

deals with two or more defendants charged jointly with an offence that can be tried in the Crown Court;

(b)

allocates any of them to a magistrates’ court for trial; and

(c)

then sends another one of them to the Crown Court for trial,

the court must deal again with each one whom, on that occasion, it has allocated for magistrates’ court trial.

[Note. See sections 50A, 51, 51A and 52 of the Crime and Disorder Act 1998235 and sections 17A, 17B, 17C, 18, 23, 24A, 24B and 24C of the Magistrates’ Courts Act 1980236.
Under sections 57A to 57E of the 1998 Act237, the court may require a defendant to attend by live link a hearing to which this Part applies.
Where a defendant waives the right to be present then the court may nonetheless require his or her attendance by summons or warrant: see section 26 of the 1980 Act238.
Under section 52A of the 1998 Act239, reporting restrictions apply to the proceedings to which rules 9.6 to 9.14 apply.

Part 46 contains rules allowing a representative to act on a defendant’s behalf for the purposes of these Rules.

Part 3 contains rules about the court’s powers of case management.]

Matters to be specified on sending for trial9.3.

(1)

Where the court sends a defendant to the Crown Court for trial, it must specify—

(a)

each offence to be tried;

(b)

in respect of each, the power exercised to send the defendant for trial for that offence; and

(c)

the Crown Court centre at which the trial will take place.

(2)

In a case in which the prosecutor serves a notice to which rule 9.6(1)(a) applies (notice requiring Crown Court trial in a case of serious or complex fraud), the court must specify the Crown Court centre identified by that notice.

(3)

In any other case, in deciding the Crown Court centre at which the trial will take place, the court must take into account—

(a)

the convenience of the parties and witnesses;

(b)

how soon a suitable courtroom will be available; and

(c)

the directions on the allocation of Crown Court business contained in the Practice Direction.

[Note. See sections 51 and 51D of the Crime and Disorder Act 1998240.]

(1)

This rule applies—

(a)

only in a magistrates’ court; and

(b)

unless the court—

(i)

includes a District Judge (Magistrates’ Courts), and

(ii)

otherwise directs.

(2)

On the court’s behalf, a justices’ legal adviser may—

(a)

read the allegation of the offence to the defendant;

(b)

give any explanation and ask any question required by the rules in this Part; and

(c)

make any announcement required by the rules in this Part, other than an announcement of—

(i)

the court’s decisions about allocation and sending,

(ii)

any indication by the court of likely sentence, or

(iii)

sentence.

(3)

A justices’ legal adviser must—

(a)

assist an unrepresented defendant;

(b)

give the court such advice as is required to enable it to exercise its powers; and

(c)

if required, attend the members of the court outside the courtroom to give such advice, but inform the parties of any advice so given.

[Note. For the functions of a justices’ legal adviser, see sections 28 and 29 of the Courts Act 2003241.]

Duty of magistrates’ court officer9.5.

(1)

The magistrates’ court officer must—

(a)

serve notice of a sending for Crown Court trial on—

(i)

the Crown Court officer, and

(ii)

the parties;

(b)

in that notice record—

(i)

the matters specified by the court under rule 9.3 (Matters to be specified on sending for trial),

(ii)

any decision by the defendant under rule 9.7 (Sending for Crown Court trial) to require Crown Court trial for low-level shoplifting,

(iii)

any indication given by the defendant under rule 9.7 of intended guilty plea,

(iv)

any decision by the defendant under rule 9.11 (Adult defendant: allocation to magistrates’ court for trial) to decline magistrates’ court trial, and

(v)

the date on which any custody time limit will expire;

(c)

record any indication of likely sentence to which rule 9.11 applies; and

(d)

give the court such other assistance as it requires.

(2)

The magistrates’ court officer must include with the notice served on the Crown Court officer—

(a)

the initial details of the prosecution case served by the prosecutor under rule 8.2;

(b)

a record of any—

(i)

listing or case management direction affecting the Crown Court,

(ii)

direction about reporting restrictions,

(iii)

decision about bail, for the purposes of section 5 of the Bail Act 1976242,

(iv)

recognizance given by a surety, or

(v)

representation order; and

(c)

if relevant, any available details of any—

(i)

interpreter,

(ii)

intermediary, or

(iii)

other supporting adult, where the defendant is assisted by such a person.

[Note. See sections 51 and 51D of the Crime and Disorder Act 1998243, and section 20A of the Magistrates’ Courts Act 1980244.]

SENDING WITHOUT ALLOCATION FOR CROWN COURT TRIAL

Prosecutor’s notice requiring Crown Court trial9.6.

(1)

This rule applies where a prosecutor with power to do so requires a magistrates’ court to send for trial in the Crown Court—

(a)

a case of serious or complex fraud; or

(b)

a case which will involve a child witness.

(2)

The prosecutor must serve notice of that requirement—

(a)

on the magistrates’ court officer and on the defendant; and

(b)

before trial in a magistrates’ court begins under Part 24 (Trial and sentence in a magistrates’ court).

(3)

The notice must identify—

(a)

the power on which the prosecutor relies; and

(b)

the Crown Court centre at which the prosecutor wants the trial to take place.

(4)

The prosecutor—

(a)

must, when choosing a Crown Court centre, take into account the matters listed in rule 9.3(3) (court deciding to which Crown Court centre to send a case); and

(b)

may change the centre identified before the case is sent for trial.

[Note. Under section 51B of the Crime and Disorder Act 1998245, the Director of Public Prosecutions or a Secretary of State may require the court to send a case for trial in the Crown Court if, in that prosecutor’s opinion, the evidence of the offence charged

(a)

is sufficient for the person charged to be put on trial for the offence; and

(b)

reveals a case of fraud of such seriousness or complexity that it is appropriate that the management of the case should without delay be taken over by the Crown Court.

Under section 51C of the Crime and Disorder Act 1998246, the Director of Public Prosecutions may require the court to send for trial in the Crown Court a case involving one of certain specified violent or sexual offences if, in the Director’s opinion

(a)

the evidence of the offence would be sufficient for the person charged to be put on trial for that offence;

(b)

a child would be called as a witness at the trial; and

(c)

for the purpose of avoiding any prejudice to the welfare of the child, the case should be taken over and proceeded with without delay by the Crown Court.

‘Child’ for these purposes is defined by section 51C(7) of the 1998 Act.]

Sending for Crown Court trial9.7.

(1)

This rule applies where a magistrates’ court must, or can, send a defendant to the Crown Court for trial without first allocating the case for trial there.

(2)

The court must read the allegation of the offence to the defendant.

(3)

The court must explain, in terms the defendant can understand (with help, if necessary)—

(a)

the allegation, unless it is self-explanatory;

(b)

that the offence is one for which the court, as appropriate—

(i)

must send the defendant to the Crown Court for trial because the offence is one which can only be tried there or because the court for some other reason is required to send that offence for trial,

(ii)

may send the defendant to the Crown Court for trial if the magistrates’ court decides that the offence is related to one already sent for trial there, or

(iii)

(where the offence is low-value shoplifting and the defendant is 18 or over) must send the defendant to the Crown Court for trial if the defendant wants to be tried there; and

(c)

that reporting restrictions apply, which the defendant may ask the court to vary or remove.

(4)

In the following sequence, the court must then—

(a)

invite the prosecutor to—

(i)

identify the court’s power to send the defendant to the Crown Court for trial for the offence, and

(ii)

make representations about any ancillary matters, including bail and directions for the management of the case in the Crown Court;

(b)

invite the defendant to make representations about—

(i)

the court’s power to send the defendant to the Crown Court, and

(ii)

any ancillary matters;

(c)

(where the offence is low-value shoplifting and the defendant is 18 or over) offer the defendant the opportunity to require trial in the Crown Court; and

(d)

decide whether or not to send the defendant to the Crown Court for trial.

(5)

If the court sends the defendant to the Crown Court for trial, it must—

(a)

ask whether the defendant intends to plead guilty in the Crown Court and—

(i)

if the answer is ‘yes’, make arrangements for the Crown Court to take the defendant’s plea as soon as possible, or

(ii)

if the defendant does not answer, or the answer is ‘no’, make arrangements for a case management hearing in the Crown Court; and

(b)

give any other ancillary directions.

[Note. See sections 51, 51A and 51E of the Crime and Disorder Act 1998247, and sections 22A and 24A of the Magistrates’ Courts Act 1980248.

See also Part 6 (Reporting, etc. restrictions).]

ALLOCATION FOR MAGISTRATES’ COURT OR CROWN COURT TRIAL

Adult defendant: request for plea9.8.

(1)

This rule applies where—

(a)

the defendant is 18 or over; and

(b)

the court must decide whether a case is more suitable for trial in a magistrates’ court or in the Crown Court.

(2)

The court must read the allegation of the offence to the defendant.

(3)

The court must explain, in terms the defendant can understand (with help, if necessary)—

(a)

the allegation, unless it is self-explanatory;

(b)

that the offence is one which can be tried in a magistrates’ court or in the Crown Court;

(c)

that the court is about to ask whether the defendant intends to plead guilty;

(d)

that if the answer is ‘yes’, then the court must treat that as a guilty plea and must sentence the defendant, or commit the defendant to the Crown Court for sentence;

(e)

that if the defendant does not answer, or the answer is ‘no’, then—

(i)

the court must decide whether to allocate the case to a magistrates’ court or to the Crown Court for trial,

(ii)

the value involved may require the court to order trial in a magistrates’ court (where the offence is one to which section 22 of the Magistrates’ Courts Act 1980249 applies), and

(iii)

if the court allocates the case to a magistrates’ court for trial, the defendant can nonetheless require trial in the Crown Court (unless the offence is one to which section 22 of the Magistrates’ Courts Act 1980 applies and the value involved requires magistrates’ court trial); and

(f)

that reporting restrictions apply, which the defendant may ask the court to vary or remove.

(4)

The court must then ask whether the defendant intends to plead guilty.

[Note. See section 17A of the Magistrates’ Courts Act 1980250.
For the circumstances in which a magistrates’ court may (and, in some cases, must) commit a defendant to the Crown Court for sentence after that defendant has indicated an intention to plead guilty where this rule applies, see sections 4 and 6 of the Powers of Criminal Courts (Sentencing) Act 2000251.

See also Part 6 (Reporting, etc. restrictions).]

Adult defendant: guilty plea9.9.

(1)

This rule applies where—

(a)

rule 9.8 applies; and

(b)

the defendant indicates an intention to plead guilty.

(2)

The court must exercise its power to deal with the case—

(a)

as if the defendant had just pleaded guilty at a trial in a magistrates’ court; and

(b)

in accordance with rule 24.11 (Procedure if the court convicts).

[Note. See section 17A of the Magistrates’ Courts Act 1980.]

Adult defendant: not guilty plea9.10.

(1)

This rule applies where—

(a)

rule 9.8 applies; and

(b)

the defendant—

(i)

indicates an intention to plead not guilty, or

(ii)

gives no indication of intended plea.

(2)

In the following sequence, the court must then—

(a)

where the offence is one to which section 22 of the Magistrates’ Courts Act 1980 applies, explain in terms the defendant can understand (with help, if necessary) that—

(i)

if the court decides that the value involved clearly is less than £5,000, the court must order trial in a magistrates’ court,

(ii)

if the court decides that it is not clear whether that value is more or less than £5,000, then the court will ask whether the defendant agrees to be tried in a magistrates’ court, and

(iii)

if the answer to that question is ‘yes’, then the court must order such a trial and if the defendant is convicted then the maximum sentence is limited;

(b)

invite the prosecutor to—

(i)

identify any previous convictions of which it can take account, and

(ii)

make representations about how the court should allocate the case for trial, including representations about the value involved, if relevant;

(c)

invite the defendant to make such representations;

(d)

where the offence is one to which section 22 of the Magistrates’ Courts Act 1980 applies—

(i)

if it is not clear whether the value involved is more or less than £5,000, ask whether the defendant agrees to be tried in a magistrates’ court,

(ii)

if the defendant’s answer to that question is ‘yes’, or if that value clearly is less than £5,000, order a trial in a magistrates’ court,

(iii)

if the defendant does not answer that question, or the answer is ‘no’, or if that value clearly is more than £5,000, apply paragraph (2)(e); and

(e)

exercise its power to allocate the case for trial, taking into account—

(i)

the adequacy of a magistrates’ court’s sentencing powers,

(ii)

any representations by the parties, and

(iii)

any allocation guidelines issued by the Sentencing Council.

[Note. See sections 17A, 18, 19, 22 and 24A of the Magistrates’ Courts Act 1980252.

Under section 22 of the 1980 Act, some offences, which otherwise could be tried in a magistrates’ court or in the Crown Court, must be tried in a magistrates’ court in the circumstances described in this rule.

The convictions of which the court may take account are those specified by section 19 of the 1980 Act.

The Sentencing Council may issue allocation guidelines under section 122 of the Coroners and Justice Act 2009253. The definitive allocation guideline which took effect on 1st March, 2016 provides:

(1)

In general, either way offences should be tried summarily unless—

(a)

the outcome would clearly be a sentence in excess of the court’s powers for the offence(s) concerned after taking into account personal mitigation and any potential reduction for a guilty plea; or

(b)

for reasons of unusual legal, procedural or factual complexity, the case should be tried in the Crown Court. This exception may apply in cases where a very substantial fine is the likely sentence. Other circumstances where this exception will apply are likely to be rare and case specific; the court will rely on the submissions of the parties to identify relevant cases.

(2)

In cases with no factual or legal complications the court should bear in mind its power to commit for sentence after a trial and may retain jurisdiction notwithstanding that the likely sentence might exceed its powers.

(3)

Cases may be tried summarily even where the defendant is subject to a Crown Court Suspended Sentence Order or Community Order.

(4)

All parties should be asked by the court to make representations as to whether the case is suitable for summary trial. The court should refer to definitive guidelines (if any) to assess the likely sentence for the offence in the light of the facts alleged by the prosecution case, taking into account all aspects of the case including those advanced by the defence, including any personal mitigation to which the defence wish to refer.

Where the court decides that the case is suitable to be dealt with in the magistrates’ court, it must warn the defendant that all sentencing options remain open and, if the defendant consents to summary trial and is convicted by the court or pleads guilty, the defendant may be committed to the Crown Court for sentence.]

Adult defendant: allocation for magistrates’ court trial9.11.

(1)

This rule applies where—

(a)

rule 9.10 applies; and

(b)

the court allocates the case to a magistrates’ court for trial.

(2)

The court must explain, in terms the defendant can understand (with help, if necessary) that—

(a)

the court considers the case more suitable for trial in a magistrates’ court than in the Crown Court;

(b)

if the defendant is convicted at a magistrates’ court trial, then in some circumstances the court may commit the defendant to the Crown Court for sentence;

(c)

if the defendant does not agree to a magistrates’ court trial, then the court must send the defendant to the Crown Court for trial; and

(d)

before deciding whether to accept magistrates’ court trial, the defendant may ask the court for an indication of whether a custodial or non-custodial sentence is more likely in the event of a guilty plea at such a trial, but the court need not give such an indication.

(3)

If the defendant asks for such an indication of sentence and the court gives such an indication—

(a)

the court must then ask again whether the defendant intends to plead guilty;

(b)

if, in answer to that question, the defendant indicates an intention to plead guilty, then the court must exercise its power to deal with the case—

(i)

as if the defendant had just pleaded guilty to an offence that can be tried only in a magistrates’ court, and

(ii)

in accordance with rule 24.11 (Procedure if the court convicts); and

(c)

if, in answer to that question, the defendant indicates an intention to plead not guilty, or gives no indication of intended plea, in the following sequence the court must then—

(i)

ask whether the defendant agrees to trial in a magistrates’ court,

(ii)

if the defendant’s answer to that question is ‘yes’, order such a trial, and

(iii)

if the defendant does not answer that question, or the answer is ‘no’, apply rule 9.14.

(4)

If the defendant asks for an indication of sentence but the court gives none, or if the defendant does not ask for such an indication, in the following sequence the court must then—

(a)

ask whether the defendant agrees to trial in a magistrates’ court;

(b)

if the defendant’s answer to that question is ‘yes’, order such a trial; and

(c)

if the defendant does not answer that question, or the answer is ‘no’, apply rule 9.14.

[Note. See section 20 of the Magistrates’ Courts Act 1980254.
For the circumstances in which a magistrates’ court may (and, in some cases, must) commit a defendant to the Crown Court for sentence after that defendant has been convicted at a magistrates’ court trial, see sections 3, 3A, 3C, and 6 of the Powers of Criminal Courts (Sentencing) Act 2000255.
For the circumstances in which an indication of sentence to which this rule applies restricts the sentencing powers of a court, see section 20A of the 1980 Act256.]

Adult defendant: prosecutor’s application for Crown Court trial9.12.

(1)

This rule applies where—

(a)

rule 9.11 applies;

(b)

the defendant agrees to trial in a magistrates’ court; but

(c)

the prosecutor wants the court to exercise its power to send the defendant to the Crown Court for trial instead.

(2)

The prosecutor must—

(a)

apply before trial in a magistrates’ court begins under Part 24 (Trial and sentence in a magistrates’ court); and

(b)

notify—

(i)

the defendant, and

(ii)

the magistrates’ court officer.

(3)

The court must determine an application to which this rule applies before it deals with any other pre-trial application.

[Note. See sections 8A and 25 of the Magistrates’ Courts Act 1980257. Under section 25(2B), the court may grant an application to which this rule applies only if it is satisfied that the sentence which a magistrates’ court would have power to impose would be inadequate.]

Young defendant9.13.

(1)

This rule applies where—

(a)

the defendant is under 18; and

(b)

the court must decide whether to send the defendant for Crown Court trial instead of ordering trial in a youth court.

(2)

The court must read the allegation of the offence to the defendant.

(3)

The court must explain, in terms the defendant can understand (with help, if necessary)—

(a)

the allegation, unless it is self-explanatory;

(b)

that the offence is one which can be tried in the Crown Court instead of in a youth court;

(c)

that the court is about to ask whether the defendant intends to plead guilty;

(d)

that if the answer is ‘yes’, then the court must treat that as a guilty plea and must sentence the defendant, or commit the defendant to the Crown Court for sentence;

(e)

that if the defendant does not answer, or the answer is ‘no’, then the court must decide whether to send the defendant for Crown Court trial instead of ordering trial in a youth court; and

(f)

that reporting restrictions apply, which the defendant may ask the court to vary or remove.

(4)

The court must then ask whether the defendant intends to plead guilty.

(5)

If the defendant’s answer to that question is ‘yes’, the court must exercise its power to deal with the case—

(a)

as if the defendant had just pleaded guilty at a trial in a youth court; and

(b)

in accordance with rule 24.11 (Procedure if the court convicts).

(6)

If the defendant does not answer that question, or the answer is ‘no’, in the following sequence the court must then—

(a)

invite the prosecutor to make representations about whether Crown Court or youth court trial is more appropriate;

(b)

invite the defendant to make such representations; and

(c)

exercise its power to allocate the case for trial, taking into account—

(i)

the offence and the circumstances of the offence,

(ii)

the suitability of a youth court’s sentencing powers,

(iii)

where the defendant is jointly charged with an adult, whether it is necessary in the interests of justice for them to be tried together in the Crown Court, and

(iv)

any representations by the parties.

[Note. See section 24A of the Magistrates’ Courts Act 1980258.
For the circumstances in which a magistrates’ court may (and, in some cases, must) commit a defendant who is under 18 to the Crown Court for sentence after that defendant has indicated a guilty plea, see sections 3B, 3C, 4A and 6 of the Powers of Criminal Courts (Sentencing) Act 2000259.]

Allocation and sending for Crown Court trial9.14.

(1)

This rule applies where—

(a)

under rule 9.10 or rule 9.13, the court allocates the case to the Crown Court for trial;

(b)

under rule 9.11, the defendant does not agree to trial in a magistrates’ court; or

(c)

under rule 9.12, the court grants the prosecutor’s application for Crown Court trial.

(2)

In the following sequence, the court must—

(a)

invite the prosecutor to make representations about any ancillary matters, including bail and directions for the management of the case in the Crown Court;

(b)

invite the defendant to make any such representations; and

(c)

exercise its powers to—

(i)

send the defendant to the Crown Court for trial, and

(ii)

give any ancillary directions.

[Note. See sections 21 and 24A of the Magistrates’ Courts Act 1980260 and section 51 of the Crime and Disorder 1998261. See also rule 9.3 (matters to be specified on sending for trial).]
228

1980 c. 43; sections 17A, 17D, 17E, 18 to 21 and 23 to 26 were inserted or amended by Schedule 3 to the Criminal Justice Act 2003 (c. 44).

229

1998 c. 37; sections 50A to 52 were inserted or amended by Schedule 3 to the Criminal Justice Act 2003 (c. 44).

230

1998 c. 37; section 51 was substituted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by section 59 of, and paragraph 1 of Schedule 11 to, the Constitutional Reform Act 2005 (c. 4).

231

1998 c. 37; section 50A was inserted by paragraphs 15 and 17 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 51A was inserted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by section 49 of, and paragraph 5 of Schedule 1 to, the Violent Crime Reduction Act 2006 (c. 38) and paragraph 6 of Schedule 21 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10).

232

1980 c. 43; section 19 was substituted by paragraphs 1 and 5 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by sections 144, 177 and 178 of, and paragraph 4 of Schedule 17, paragraph 80 of Schedule 21 and Part 5 of Schedule 23 to, the Coroners and Justice Act 2009 (c. 25).

233

1980 c. 43; section 24 was amended by paragraph 47 of Schedule 14 to the Criminal Justice Act 1982 (c. 48), sections 17, 68 and 101 of, and paragraph 6 of Schedule 8 and Schedule 13 to, the Criminal Justice Act 1991 (c. 53), paragraph 40 of Schedule 10, and Schedule 11, to the Criminal Justice and Public Order Act 1994 (c. 33), sections 47 and 119 of, and paragraph 40 of Schedule 8, to the Crime and Disorder Act 1998 (c. 37), paragraph 64 of Schedule 9 to the Powers of Criminal Courts (Sentencing) Act 2000 (c. 6), section 42 of, and paragraphs 1 and 9 of Schedule 3, and Part 4 of Schedule 37, to the Criminal Justice Act 2003 (c. 44) and sections 49 and 65 of, and paragraph 1 of Schedule 1 and Schedule 5 to, the Violent Crime Reduction Act 2006 (c. 38). Section 24A was inserted by paragraphs 1 and 10 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

234

1980 c. 43; section 17E was inserted by paragraphs 1 and 3 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 18 was amended by section 59 of, and paragraph 1 of Schedule 9 to, the Criminal Justice Act 1982 (c. 48), section 68 of, and paragraph 6 of Schedule 8 to, the Criminal Justice Act 1991 (c. 53), section 49 of the Criminal Procedure and Investigations Act 1996 (c. 25), and paragraphs 1 and 4 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 24D was inserted by paragraphs 1 and 10 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

235

1998 c. 37; section 52 was amended by paragraphs 68 and 69 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

236

1980 c. 43; sections 17A, 17B and 17C were inserted by section 49 of the Criminal Procedure and Investigations Act 1996 (c. 25). Section 17A was amended by paragraph 62 of Schedule 9 to the Powers of Criminal Courts (Sentencing) Act 2000 (c. 6) and paragraphs 1 and 2 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 23 was amended by section 125 of, and paragraph 25 of Schedule 18 to, the Courts and Legal Services Act 1990 (c. 41) and paragraphs 1 and 8 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Sections 24A, 24B and 24C were inserted by paragraphs 1 and 10 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

237

1998 c. 37; sections 57A to 57E were substituted for section 57 as originally enacted by section 45 of the Police and Justice Act 2006 (c. 48), and amended by sections 106, 109 and 178 of, and Part 3 of Schedule 23 to, the Coroners and Justice Act 2009 (c. 25). Section 57A was further amended by paragraphs 36 and 39 of Schedule 12 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10).

238

1980 c. 43; section 26 was amended by paragraphs 1 and 12 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

239

1998 c. 37; section 52A was inserted by paragraphs 15 and 19 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by paragraphs 46 and 47 of Schedule 5 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10).

240

1998 c. 37; section 51D was inserted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by section 59 of, and paragraph 1 of Schedule 11 to, the Constitutional Reform Act 2005 (c. 4).

241

2003 c. 39; section 28 was amended by section 15 of, and paragraphs 308 and 327 of Schedule 4 to, the Constitutional Reform Act 2005 (c. 4).

242

1976 c. 63; section 5 was amended by section 65 of, and Schedule 12 to, the Criminal Law Act 1977 (c. 45), section 60 of the Criminal Justice Act 1982 (c. 48), paragraph 1 of Schedule 3 to the Criminal Justice and Public Order Act 1994 (c. 33), paragraph 53 of Schedule 9 to the Powers of Criminal Courts (Sentencing) Act 2000 (c. 6), section 129(1) of the Criminal Justice and Police Act 2001 (c. 16), paragraph 182 of Schedule 8 to the Courts Act 2003 (c. 39), paragraph 48 of Schedule 3, paragraphs 1 and 2 of Schedule 36, and Parts 2, 4 and 12 of Schedule 37 to the Criminal Justice Act 2003 (c. 44) and section 208 of, and paragraphs 33 and 35 of Schedule 21 to, the Legal Services Act 2007 (c. 27).

243

1998 c. 37; section 51 was substituted and section 51D inserted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). They were amended by section 59 of, and paragraph 1 of Schedule 11 to, the Constitutional Reform Act 2005 (c. 4).

244

1980 c. 43; section 20A was inserted by paragraphs 1 and 6 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

245

1998 c. 37; section 51B was inserted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by section 50 of, and paragraph 69 of Schedule 4 to, the Commissioners for Revenue and Customs Act 2005 (c. 11) and paragraphs 46 and 48 of Schedule 5 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10).

246

1998 c. 37; section 51C was inserted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and modified by section 63 of, and paragraph 36 of Schedule 6 to, the Serious Crime Act 2007 (c. 27).

247

1998 c. 37; section 51 was substituted, and sections 51A and 51E inserted, by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 51 was amended by section 59 of, and paragraph 1 of Schedule 11 to, the Constitutional Reform Act 2005 (c. 4). Section 51A was amended by section 49 of, and paragraph 5 of Schedule 1 to, the Violent Crime Reduction Act 2006 (c. 38) and paragraph 6 of Schedule 21 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10).

248

1980 c. 43; section 24A was inserted by paragraphs 1 and 10 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 22A was inserted by section 176 of the Anti-social Behaviour, Crime and Policing Act 2014 (c. 12).

249

1980 c. 43; section 22 was amended by sections 38 and 170(2) of, and Schedule 16 to, the Criminal Justice Act 1988 (c. 33), section 68 of, and paragraph 6 of Schedule 8 to, the Criminal Justice Act 1991 (c. 53), section 2(2) of the Aggravated Vehicle Taking Act 1992 (c. 11) and sections 46 and 168(3) of, and Schedule 11 to, the Criminal Justice and Public Order Act 1994 (c. 33).

250

1980 c. 43; section 17A was inserted by section 49 of the Criminal Procedure and Investigations Act 1996 (c. 25) and amended by paragraph 62 of Schedule 9 to the Powers of Criminal Courts (Sentencing) Act 2000 (c. 6) and paragraphs 1 and 2 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

251

2000 c. 6; section 4 was amended by paragraphs 21 and 24 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

252

1980 c. 43; section 18 was amended by section 59 of, and paragraph 1 of Schedule 9 to, the Criminal Justice Act 1982 (c. 48), section 68 of, and paragraph 6 of Schedule 8 to, the Criminal Justice Act 1991 (c. 53), section 49 of the Criminal Procedure and Investigations Act 1996 (c. 25), and paragraphs 1 and 4 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 19 was substituted by paragraphs 1 and 5 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by sections 144, 177 and 178 of, and paragraph 4 of Schedule 17, paragraph 80 of Schedule 21 and Part 5 of Schedule 23 to, the Coroners and Justice Act 2009 (c. 25).

254

1980 c. 43; section 20 was amended by section 100 of, and paragraph 25 of Schedule 11 to, the Criminal Justice Act 1991 (c. 53), paragraph 63 of Schedule 9 to the Powers of Criminal Courts (Sentencing) Act 2000 (c. 6) and paragraphs 1 and 6 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

255

2000 c. 6; sections 3 and 6 were amended, and sections 3A and 3C inserted, by paragraphs 21, 22A, 23 and 28 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 3A was amended by section 53 of, and paragraphs 1 and 9 of Schedule 13 to, the Criminal Justice and Immigration Act 2008 (c. 4) and paragraphs 7 and 8 of Schedule 21 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10). Section 3C was amended by paragraphs 7 and 9 of Schedule 21 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10). Section 6 was further amended by paragraphs 90 and 91 of Schedule 32, and Parts 7 and 9 of Schedule 37, to the Criminal Justice Act 2003 (c. 44).

256

1980 c. 43; section 20A was inserted by paragraphs 1 and 6 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

257

1980 c. 43; section 8A was inserted by section 45 of, and Schedule 3 to, the Courts Act 2003 (c. 39) and amended by SI 2006/2493 and paragraphs 12 and 14 of Schedule 5 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10). Section 25 was amended by section 31 of, and paragraph 3 of Schedule 1 and Schedule 2, to the Prosecution of Offences Act 1985 (c. 23), paragraph 6 of Schedule 8 to the Criminal Justice Act 1991 (c. 53), paragraphs 1 and 5 of Schedule 1 to the Criminal Procedure and Investigations Act 1996 (c. 25), section 42 of the Criminal Justice Act 2003 (c. 44) and paragraphs 1 and 11 of Schedule 3, and Part 4 of Schedule 37, to the Criminal Justice Act 2003 (c. 44).

258

1980 c. 43; section 24A was inserted by paragraphs 1 and 10 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

259

2000 c. 6; sections 3B, 3C and 4A were inserted by paragraphs 21, 23 and 25 of Schedule 3 to the Criminal Justice Act 2003 (c. 44). Section 3B was amended by section 53 of the Criminal Justice and Courts Act 2015 (c. 2). Section 3C was amended by paragraphs 7 and 9 of Schedule 21 to the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10). Section 6 was amended by paragraphs 21 and 28 of Schedule 3, paragraphs 90 and 91 of Schedule 32 and Parts 7 and 9 of Schedule 37 to the Criminal Justice Act 2003 (c. 44).

260

1980 c. 43; section 21 was amended by paragraphs 1 and 7 of Schedule 3 to the Criminal Justice Act 2003 (c. 44).

261

1998 c. 37; section 51 was substituted by paragraphs 15 and 18 of Schedule 3 to the Criminal Justice Act 2003 (c. 44) and amended by section 59 of, and paragraph 1 of Schedule 11 to, the Constitutional Reform Act 2005 (c. 4).