Legislation – Financial Services and Markets Act 2023

New Search

Introduction

PART 1
Regulatory framework

CHAPTER 1 Revocation of retained EU law

1 Revocation of retained EU law relating to financial services and markets

2 Transitional amendments

3 Power to make further transitional amendments

4 Power to restate and modify saved legislation

5 Power to replace references to EU directives

6 Restatement in rules: exemption from consultation requirements etc

7 Interpretation of Chapter

CHAPTER 2 New regulatory powers

Designated activities regime

8 Designated activities

Financial market infrastructure: general rules and requirements

9 Rules relating to central counterparties and central securities depositories

10 Central counterparties and central securities depositories: other requirements

11 Rules relating to investment exchanges and data reporting service providers

12 Treasury directions to Bank of England: restrictions

Financial market infrastructure: piloting powers

13 Testing of FMI technologies or practices

14 Reports on FMI sandboxes

15 Permanent implementation of arrangements tested under an FMI sandbox

16 Regulations

17 Interpretation

Powers in relation to critical third parties

18 Critical third parties: designation and powers

19 Critical third parties: related amendments

Financial promotion

20 Financial promotion

Sustainability disclosure requirements

21 Sustainability disclosure requirements

Digital settlement assets

22 Digital settlement assets

23 Digital settlement assets: power to make regulations

Mutual recognition

24 Implementation of mutual recognition agreements

CHAPTER 3 Accountability of regulators

39 Reporting requirements

FCA and PRA objectives and regulatory principles

25 Competitiveness and growth objective

26 Competitiveness and growth objective: reporting requirements

27 Regulatory principles

28 Sections 25 and 27: consequential amendments

FCA and PRA powers to make rules etc

29 Review of rules

30 Treasury power in relation to rules

31 Matters to consider when making rules

32 Effect of rules etc on deference decisions

33 Effect of rules etc on international trade obligations

34 Power to disapply or modify rules

FCA and PRA engagement

35 Responses to recommendations of the Treasury

36 Public consultation requirements

37 Engagement with statutory panels

38 Engagement with Parliamentary Committees

Co-operation of FCA and others

40 Duty to co-operate and consult in exercising functions

Panels and policy statements

41 Listing Authority Advisory Panel

42 Insurance Practitioner Panel

43 Cost Benefit Analysis Panels

44 Statement of policy on cost benefit analyses

45 Statement of policy on panel appointments

46 Composition of panels

47 Panel reports

Bank of England regulatory powers

48 Exercise of FMI regulatory powers

49 Bank of England: rule-making powers

50 Application of FSMA 2000 to FMI functions

Payment Systems Regulator

51 Payment Systems Regulator

52 Chair of the Payment Systems Regulator as member of FCA Board

Consultation on rules

53 Consultation on rules

PART 2
Access to cash

54 Cash access services

55 Wholesale cash distribution

PART 3
Performance of functions relating to financial market infrastructure

56 Recognised bodies: senior managers and certification

PART 4
Central counterparties in financial difficulties

57 Central counterparties in financial difficulties

PART 5
Insurers in financial difficulties

58 Insurers in financial difficulties

PART 6
Miscellaneous

59 Application of provisions to regulatory functions under this Act

60 Formerly authorised persons

61 Control over authorised persons

62 Financial services compensation scheme

63 The Ombudsman scheme

64 Unauthorised co-ownership AIFs

65 Power to amend enactments in consequence of rules

66 Ambulatory references

67 Power to amend or repeal certain provisions of FSMA 2000

68 Power under FSMA 2000 to make transitional provisions

69 Cryptoassets

70 Bank of England levy

71 Bank of England levy: consequential amendments

72 Liability of payment service providers for fraudulent transactions

73 Credit unions

74 Reinsurance for acts of terrorism

75 Banking Act 2009: miscellaneous amendments

76 Arrangements for the investigation of complaints

77 Politically exposed persons: money laundering and terrorist financing

78 Politically exposed persons: review of guidance

79 Forest risk commodities: review

PART 7
General

80 Interpretation

81 Pre-commencement consultation

82 Financial provision

83 Power to make consequential provision

84 Regulations

85 Extent

86 Commencement

87 Short title

SCHEDULES

SCHEDULE 1 Revocation of retained EU law relating to financial services

SCHEDULE 2 Transitional amendments

SCHEDULE 3 New Schedule 6B to FSMA 2000

SCHEDULE 4 FMI Sandboxes

SCHEDULE 5 Financial promotion: related amendments

SCHEDULE 6 Digital settlement assets

SCHEDULE 7 Accountability of the Payment Systems Regulator

SCHEDULE 8 Cash access services

SCHEDULE 9 Wholesale cash distribution

SCHEDULE 10 Performance of functions relating to financial market infrastructure

SCHEDULE 11 Central counterparties

SCHEDULE 12 Write-down orders

SCHEDULE 13 Insurers in financial difficulties: enforcement of contracts

SCHEDULE 14 Credit unions

SCHEDULES

SCHEDULE 1Revocation of retained EU law relating to financial services

PART 2Subordinate legislation

  • Official Listing of Securities (Change of Competent Authority) Regulations 1991 (S.I. 1991/2000)

  • Credit Institutions (Protection of Depositors) Regulations 1995 (S.I. 1995/1442)

  • Financial Markets and Insolvency (Settlement Finality) Regulations 1999 (S.I. 1999/2979)

  • Official Listing of Securities (Change of Competent Authority) Regulations 2000 (S.I. 2000/968)

  • Financial Markets and Insolvency (Settlement Finality) (Revocation) Regulations 2001 (S.I. 2001/1349)

  • Financial Services (EEA Passport Rights) Regulations 2001 (S.I. 2001/1376)

  • Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 (S.I. 2001/2587)

  • Public Offers of Securities (Exemptions) Regulations 2001 (S.I. 2001/2955)

  • Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001 (S.I. 2001/2956)

  • Financial Services and Markets Act 2000 (Official Listing of Securities) (Transitional Provisions) Order 2001 (S.I. 2001/2957)

  • Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 (S.I. 2002/1775)

  • Electronic Commerce Directive (Financial Services and Markets) (Amendment) Regulations (S.I. 2002/2015)

  • Financial Services and Markets Act 2000 (Fourth Motor Insurance Directive) Regulations 2002 (S.I. 2002/2706)

  • Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/1473)

  • Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066)

  • Financial Collateral Arrangements (No.2) Regulations 2003 (S.I. 2003/3226)

  • Insurers (Reorganisation and Winding Up) Regulations 2004 (S.I. 2004/353)

  • Credit Institutions (Reorganisation and Winding up) Regulations 2004 (S.I. 2004/1045)

  • Financial Conglomerates and Other Financial Groups Regulations 2004 (S.I. 2004/1862)

  • Financial Services (Distance Marketing) Regulations 2004 (S.I. 2004/2095)

  • Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004 (S.I. 2004/3379)

  • Building Societies Act 1986 (International Accounting Standards and Other Accounting Amendments) Order 2004 (S.I. 2004/3380)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381)

  • Prospectus Regulations 2005 (S.I. 2005/1433)

  • Insurers (Reorganisation and Winding Up) (Lloyd‘s) Regulations 2005 (S.I. 2005/1998)

  • Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Modification of Powers) Regulations 2006 (S.I. 2006/2975)

  • Financial Services (EEA State) Regulations 2007 (S.I. 2007/108)

  • Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126)

  • Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 (S.I. 2007/2160)

  • Financial Services and Markets Act 2000 (Motor Insurance) Regulations 2007 (S.I. 2007/2403)

  • Reinsurance Directive Regulations 2007 (S.I. 2007/3253)

  • Financial Services and Markets Act 2000 (Reinsurance Directive) Order 2007 (S.I. 2007/3254)

  • Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007 (S.I. 2007/3255)

  • Regulated Covered Bonds Regulations 2008 (S.I 2008/346)

  • Friendly Societies Act 1992 (Accounts, Audit and EEA State Amendments) Order 2008 (S.I. 2008/1140)

  • Building Societies (Accounts and Related Provisions) (Amendment) Regulations 2008 (S.I. 2008/1143)

  • Friendly Societies (Accounts and Related Provisions) (Amendment) Regulations 2008 (S.I. 2008/1144)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2008 (S.I. 2008/1439)

  • The Financial Services and Markets Act 2000 (Amendment of section 323) Regulations 2008 (S.I. 2008/1469)

  • Building Societies Act 1986 (Accounts, Audit and EEA State Amendments) Order 2008 (S.I. 2008/1519)

  • Regulated Covered Bonds (Amendment) Regulations 2008 (S.I. 2008/1714)

  • Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008 (S.I. 2008/1950)

  • Definition of Financial Instrument Order 2008 (S.I. 2008/3053)

  • Takeover Code (Concert Parties) Regulations 2008 (S.I. 2008/3073)

  • Payment Services Regulations 2009 (S.I. 2009/209)

  • Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (S.I. 2009/534)

  • Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (S.I. 2009/2461)

  • Payment Services (Amendment) Regulations 2009 (S.I. 2009/2475)

  • Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009 (S.I. 2009/3075)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009 (S.I. 2009/3128)

  • Credit Rating Agencies Regulations 2010 (S.I. 2010/906)

  • Consumer Credit (EU Directive) Regulations 2010 (S.I. 2010/1010)

  • Consumer Credit (Disclosure of Information) Regulations 2010 (S.I. 2010/1013)

  • Consumer Credit (Agreements) Regulations 2010 (S.I. 2010/1014)

  • Financial Services and Markets Act 2000 (Amendments to Part 18A etc) Regulations 2010 (S.I. 2010/1193)

  • Consumer Credit (Amendment) Regulations 2010 (S.I. 2010/1969)

  • Consumer Credit (Amendment) Regulations 2011 (S.I. 2011/11)

  • Electronic Money Regulations 2011 (S.I. 2011/99)

  • Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613)

  • Prospectus Regulations 2011 (S.I. 2011/1668)

  • Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 (S.I. 2011/2928)

  • Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916)

  • Prospectus Regulations 2012 (S.I. 2012/1538)

  • Payment Services Regulations 2012 (S.I. 2012/1791)

  • Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2012 (S.I. 2012/1906)

  • Undertakings for Collective Investment in Transferable Securities (Amendment) Regulations 2012 (S.I 2012/2015)

  • Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (S.I. 2012/2554)

  • Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012 (S.I 2012/3122)

  • Financial Services and Markets Act 2000 (Qualifying Provisions) Order 2013 (S.I. 2013/419)

  • Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504)

  • Prospectus Regulations 2013 (S.I. 2013/1125)

  • Financial Conglomerates and Other Financial Groups (Amendment) Regulations 2013 (S.I. 2013/1162)

  • Collective Investment in Transferable Securities (Contractual Scheme) Regulations 2013 (S.I. 2013/1388)

  • Credit Rating Agencies (Civil Liability) Regulations 2013 (S.I. 2013/1637)

  • Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773)

  • Alternative Investment Fund Managers (Amendment) Regulations 2013 (S.I. 2013/1797)

  • Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2013 (S.I. 2013/1881)

  • Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (No. 2) Regulations 2013 (S.I. 2013/1908)

  • Companies and Partnerships (Accounts and Audit) Regulations 2013 (S.I. 2013/2005)

  • Capital Requirements Regulations 2013 (S.I. 2013/3115)

  • Financial Services and Markets Act 2000 (Qualifying Provisions) (No.2) Order 2013 (S.I. 2013/3116)

  • Capital Requirements (Country-by-Country Reporting) Regulations 2013 (S.I. 2013/3118)

  • Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208)

  • Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) (No. 2) Order 2014 (S.I. 2014/506)

  • Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014 (S.I. 2014/894)

  • Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2014 (S.I. 2014/905)

  • Alternative Investment Fund Managers Order 2014 (S.I. 2014/1292)

  • Central Securities Depositories Regulations 2014 (S.I. 2014/2879)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2014 (S.I. 2014/3081)

  • Payments to Governments and Miscellaneous Provisions Regulations 2014 (S.I. 2014/3293)

  • Bank Recovery and Resolution Order 2014 (S.I. 2014/3329)

  • Banking Act 2009 (Mandatory Compensation Arrangements Following Bail-in) Regulations 2014 (S.I. 2014/3330)

  • Building Societies (Bail-in) Order 2014 (S.I. 2014/3344)

  • Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348)

  • Banking Act 2009 (Restriction of Special Bail-in Provision, etc.) Order 2014 (S.I. 2014/3350)

  • Banks and Building Societies (Depositor Preference and Priorities) Order 2014 (S.I. 2014/3486)

  • Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2015 (S.I. 2015/348)

  • Payment Services (Amendment) Regulations 2015 (S.I. 2015/422)

  • Deposit Guarantee Scheme Regulations 2015 (S.I. 2015/486)

  • Solvency 2 Regulations 2015 (S.I. 2015/575)

  • Mortgage Credit Directive Order 2015 (S.I. 2015/910)

  • Transparency Regulations 2015 (S.I. 2015/1755)

  • Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 3) Order 2015 (S.I. 2015/1863)

  • European Long-term Investment Funds Regulations 2015 (S.I. 2015/1882)

  • Payment Card Interchange Fee Regulations 2015 (S.I. 2015/1911)

  • Payment Accounts Regulations 2015 (S.I 2015/2038)

  • Undertakings for Collective Investment in Transferable Securities Regulations 2016 (S.I. 2016/225)

  • Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2016 (S.I. 2016/392)

  • Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680)

  • Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016 (S.I 2016/715)

  • Financial Services and Markets Act 2000 (Qualifying EU Provisions) (Amendment) Order 2016 (S.I. 2016/936)

  • Financial Services and Markets (Disclosure of Information to the European Securities and Markets Authority etc. and Other Provisions) Regulations 2016 (S.I. 2016/1095)

  • Companies Act 2006 (Distributions of Insurance Companies) Regulations 2016 (S.I. 2016/1194)

  • Bank Recovery and Resolution Order 2016 (S.I. 2016/1239)

  • Financial Services & Markets Act 2000 (Regulated Activities) (Amendment) Order 2017 (2017/488)

  • Data Reporting Services Regulations 2017 (S.I. 2017/699)

  • Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701)

  • Payment Services Regulations 2017 (S.I. 2017/752)

  • Central Securities Depositories Regulations 2017 (S.I. 2017/1064)

  • Packaged Retail and Insurance-based Investment Products Regulations 2017 (S.I 2017/1127)

  • Payment Systems and Services and Electronic Money (Miscellaneous Amendments) Regulations 2017 (S.I. 2017/1173)

  • Risk Transformation Regulations 2017 (S.I. 2017/1212)

  • Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017 (S.I. 2017/1255)

  • Alternative Investment Fund Managers (Amendment) Regulations 2018 (S.I. 2018/134)

  • Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 (S.I. 2018/135)

  • Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018 (S.I. 2018/546)

  • Money Market Funds Regulations 2018 (S.I. 2018/698)

  • Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018 (S.I. 2018/786)

  • Consumer Credit (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1038)

  • Friendly Societies (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1039)

  • Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115)

  • EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 (S.I. 2018/1149)

  • Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 (S.I. 2018/1184)

  • Building Societies Legislation (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1187)

  • Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1199)

  • Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018 (S.I. 2018/1201)

  • Banks and Building Societies (Priorities on Insolvency) Order 2018 (S.I. 2018/1244)

  • Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1285)

  • Securitisation Regulations 2018 (S.I. 2018/1288)

  • Bank of England (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1297)

  • Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018 (S.I. 2018/1318)

  • Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320)

  • Short Selling (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1321)

  • Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1394)

  • Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401)

  • Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403)

  • Credit Institutions and Insurance Undertakings Reorganisation and Winding Up (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/38)

  • Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/264)

  • Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/266)

  • Interchange Fee (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/284)

  • Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310)

  • Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325)

  • Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328)

  • Venture Capital Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/333)

  • Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/335)

  • Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/336)

  • Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I 2019/341)

  • Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/343)

  • Money Market Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/394)

  • Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019 (S.I 2019/403)

  • Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 (S.I. 2019/405)

  • Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 (S.I. 2019/407)

  • Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 (S.I. 2019/541)

  • Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/542)

  • Financial Services (Distance Marketing) (Amendment and Savings Provisions) (EU Exit) Regulations 2019 (S.I. 2019/574)

  • Financial Regulators’ Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576)

  • Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/589)

  • Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632)

  • Mortgage Credit (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/656)

  • Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/657)

  • Securitisation (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/660)

  • Payment Accounts (Amendment) (EU Exit) Regulations 2019 (S.I 2019/661)

  • Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/662)

  • Insurance Distribution (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/663)

  • Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679)

  • Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680)

  • Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681)

  • Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707)

  • Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/710)

  • Financial Services and Markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 (S.I. 2019/755)

  • Proxy Advisors (Shareholders’ Rights) Regulations 2019 (S.I 2019/926)

  • Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1010)

  • Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (Amendment) Regulations 2019 (S.I. 2019/1031)

  • Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043)

  • Financial Services (Electronic Money, Payment Services and Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/1212)

  • Capital Requirements (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1232)

  • Risk Transformation and Solvency 2 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1233)

  • Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234)

  • Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1361)

  • Cross-Border Distribution of Funds, Proxy Advisors, Prospectus and Gibraltar (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/1370)

  • Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 (S.I. 2019/1390)

  • Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416)

  • Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56)

  • Financial Services and Markets Act 2000 (Central Counterparties, Investment Exchanges, Prospectus and Benchmarks) (Amendment) Regulations 2020 (S.I. 2020/117)

  • Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (S.I. 2020/628)

  • Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020 (S.I. 2020/646)

  • Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020 (S.I. 2020/1055)

  • Payment Services and Electronic Money (Amendment) Regulations 2020 (S.I. 2020/1275)

  • Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301)

  • Bearer Certificates (Collective Investment Schemes) Regulations 2020 (S.I. 2020/1346)

  • Bank Recovery and Resolution (Amendment) (EU Exit) Regulations 2020 (S.I 2020/1350)

  • Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385)

  • Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1406)

  • Solvency 2 (Credit Risk Adjustment) Regulations 2021 (S.I. 2021/463)

  • Capital Requirements Regulation (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/558)

  • Financial Markets and Insolvency (Transitional Provision) (EU Exit) (Amendment) Regulations 2021 (S.I. 2021/782)

  • Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/1074)

  • Capital Requirements Regulation (Amendment) Regulations 2021 (S.I. 2021/1078)

  • Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2021 (S.I. 2021/1252)

  • Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376)

  • Solvency 2 (Group Supervision) (Amendment) Regulations 2021 (S.I. 2021/1408)

  • Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendment) Order 2022 (S.I. 2022/1252)