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- Financial Services and Markets Act 2000
Financial Services and Markets Act 2000
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False claims to be authorised or exempt, s 24
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Contravention of section 21, s 25
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Prohibitions and restrictions, s 55P
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Prohibition Orders, s 56
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Prohibition of dealing etc in transferable securities without approved prospectus, s 85
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Offences (Short selling), s 131L
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Offences (Hearings and Appeals), s 133B
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Offences (Information Gathering and Investigations), s 177
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Offences (Control Over Authorised Persons), s 191F
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Offences under this Chapter (Control of Recognised Investment Exchange), s 301L
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False claims to be a person to whom the general prohibition does not apply, s 333
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Provision of false or misleading information to auditor or actuary, s 346
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Offences (Public Record, Disclosure of Information and Co-operation), s 352
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Insurers effecting or carrying out long-term contracts or insurance, s 366
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Misleading FCA or PSA: residual cases, s 398
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Misleading the CMA, s 399