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Financial Services and Markets Act 2000

17articles

Articles 17

Contravention of section 21, s 25

Contravention of the general prohibition or section 20(1) or (1A), s 23

False claims to be a person to whom the general prohibition does not apply, s 333

False claims to be authorised or exempt, s 24

Insurers effecting or carrying out long-term contracts or insurance, s 366

Misleading FCA or PSA: residual cases, s 398

Misleading the CMA, s 399

Offences (Control Over Authorised Persons), s 191F

Offences (Hearings and Appeals), s 133B

Offences (Information Gathering and Investigations), s 177

Offences (Public Record, Disclosure of Information and Co-operation), s 352

Offences (Short selling), s 131L

Offences under this Chapter (Control of Recognised Investment Exchange), s 301L

Prohibition of dealing etc in transferable securities without approved prospectus, s 85

Prohibition Orders, s 56

Prohibitions and restrictions, s 55P

Provision of false or misleading information to auditor or actuary, s 346